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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
101
Jack Henry & Associates
JKHY
$11.4B
$318K 0.26%
5,120
-624
-11% -$37.2K
MAN icon
102
ManpowerGroup
MAN
$2.6B
$316K 0.26%
4,637
-563
-11% -$37.4K
CSCO icon
103
Cisco
CSCO
$443B
$314K 0.26%
11,325
-1,429
-11% -$36.9K
JCI icon
104
Johnson Controls International
JCI
$85.1B
$311K 0.25%
6,156
-748
-11% -$36.6K
OSK icon
105
Oshkosh
OSK
$8.82B
$311K 0.25%
6,400
-6,900
-52% -$313K
VUG icon
106
Vanguard Morningstar Growth ETF
VUG
$212B
$306K 0.25%
17,586
+4,158
+31% +$70.7K
GM icon
107
General Motors
GM
$80.9B
$301K 0.25%
8,638
-8,757
-50% -$280K
RDI icon
108
Reading International Class A
RDI
$32.5M
$291K 0.24%
22,000
-1,500
-6% -$16.3K
CELG
109
DELISTED
Celgene Corp
CELG
$290K 0.24%
2,600
-150
-5% -$15.8K
ETP
110
DELISTED
Energy Transfer Partners, L.P.
ETP
$288K 0.24%
6,900
-1,225
-15% -$56.4K
LNKD
111
DELISTED
LinkedIn Corporation
LNKD
$288K 0.24%
1,255
-150
-11% -$32.5K
WPZ
112
DELISTED
Williams Partners L.P.
WPZ
$286K 0.23%
5,602
-2,737
-33% -$155K
BP icon
113
BP
BP
$112B
$285K 0.23%
9,017
-6,441
-42% -$216K
IVW icon
114
iShares S&P 500 Growth ETF
IVW
$70.5B
$283K 0.23%
10,172
-228
-2% -$6.23K
EOG icon
115
EOG Resources
EOG
$77.7B
$280K 0.23%
3,050
-2,000
-40% -$186K
CAT icon
116
Caterpillar
CAT
$361B
$277K 0.23%
3,029
+348
+13% +$33.9K
CLB icon
117
Core Laboratories
CLB
$455M
$276K 0.23%
2,300
-230
-9% -$30.2K
EMR icon
118
Emerson Electric
EMR
$81.6B
$272K 0.22%
4,419
-361
-8% -$22.6K
MRCC
119
DELISTED
Monroe Capital Corp
MRCC
$272K 0.22%
18,865
+365
+2% +$5.11K
UAL icon
120
United Airlines
UAL
$38.8B
$267K 0.22%
4,000
-1,300
-25% -$72K
CEN
121
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$261K 0.21%
1,473
-30
-2% -$5.69K
ABBV icon
122
AbbVie
ABBV
$465B
$257K 0.21%
3,939
-714
-15% -$45K
RWR icon
123
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$257K 0.21%
2,836
-75
-3% -$6.57K
TDIV icon
124
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.05B
$256K 0.21%
+9,284
New +$253K
SHW icon
125
Sherwin-Williams
SHW
$83.5B
$250K 0.2%
2,856
+156
+6% +$12.3K
3 4
5
6 7

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.