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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UYG icon
1101
ProShares Ultra Financials
UYG
$828M
– –
-600
Closed -$14K
VGT icon
1102
Vanguard Information Technology ETF
VGT
$139B
$0 ﹤0.01%
72
– –
VTWO icon
1103
Vanguard Russell 2000 ETF
VTWO
$17.3B
– –
-9,222
Closed -$440K
VVR icon
1104
Invesco Senior Income Trust
VVR
$457M
– –
-16,700
Closed -$76K
WABC icon
1105
Westamerica Bancorp
WABC
$1.38B
– –
-52
Closed -$2K
WERN icon
1106
Werner Enterprises
WERN
$2.24B
– –
-700
Closed -$21K
WLK icon
1107
Westlake Corp
WLK
$9.03B
– –
-200
Closed -$12K
WPRT
1108
Westport Fuel Systems
WPRT
$33.5M
– –
-25
Closed –
CMRX
1109
DELISTED
Chimerix, Inc.
CMRX
– –
-700
Closed -$28K
VRTV
1110
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
21
– –
TA
1111
DELISTED
TravelCenters of America LLC
TA
– –
0
– –
AUY
1112
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
250
– –
SWIR
1113
DELISTED
Sierra Wireless
SWIR
– –
-450
Closed -$21K
RBCN
1114
DELISTED
Rubicon Technology, Inc.
RBCN
$0 ﹤0.01%
4
– –
KRA
1115
DELISTED
Kraton Corporation
KRA
$0 ﹤0.01%
31
– –
GSS
1116
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
200
– –
HSBC.PRA
1117
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-387
Closed -$9K
PRCP
1118
DELISTED
Perceptron Inc
PRCP
– –
-1,000
Closed -$9K
AGN
1119
DELISTED
Allergan plc
AGN
– –
-300
Closed -$77K
S
1120
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
78
– –
HOS
1121
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-95
Closed -$2K
ANDX
1122
DELISTED
Andeavor Logistics LP
ANDX
– –
-200
Closed -$11K
GM.WS.B
1123
DELISTED
General Motors Company
GM.WS.B
$0 ﹤0.01%
6
– –
KONA
1124
DELISTED
Kona Grill, Inc.
KONA
– –
-100
Closed -$2K
ARDM
1125
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
68
– –
43 44
45
46 47

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.