BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
-7.42%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$70.5M
AUM Growth
+$70.5M
Cap. Flow
-$48.1M
Cap. Flow %
-68.19%
Top 10 Hldgs %
25.26%
Holding
1,062
New
7
Increased
49
Reduced
78
Closed
912

Top Buys

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$939K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$865K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$759K
4
VOX icon
Vanguard Communication Services ETF
VOX
$730K
5
SHOP icon
Shopify
SHOP
$721K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$1.52M
4
AAPL icon
Apple
AAPL
$940K
5
SBUX icon
Starbucks
SBUX
$753K

Sector Composition

1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMSC icon
1026
American Superconductor
AMSC
$2.2B
– –
-370
Closed -$1K
CSQ icon
1027
Calamos Strategic Total Return Fund
CSQ
$2.97B
– –
-3,080
Closed -$33K
IGV icon
1028
iShares Expanded Tech-Software Sector ETF
IGV
$9.77B
– –
-220
Closed -$4K
SO icon
1029
Southern Company
SO
$101B
– –
-917
Closed -$38K
SONY icon
1030
Sony
SONY
$162B
– –
-500
Closed -$2K
SPHD icon
1031
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.15B
– –
-200
Closed -$6K
SPLV icon
1032
Invesco S&P 500 Low Volatility ETF
SPLV
$7.97B
– –
-1,958
Closed -$71K
VCR icon
1033
Vanguard Consumer Discretionary ETF
VCR
$6.38B
– –
-45
Closed -$5K
VCSH icon
1034
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.3B
– –
-1,695
Closed -$134K
VDC icon
1035
Vanguard Consumer Staples ETF
VDC
$7.61B
– –
-34
Closed -$4K
VDE icon
1036
Vanguard Energy ETF
VDE
$7.28B
– –
-347
Closed -$37K
VEGI icon
1037
iShares MSCI Agriculture Producers ETF
VEGI
$91.7M
– –
-150
Closed -$4K
PCI
1038
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-300
Closed -$6K
VIAB
1039
DELISTED
Viacom Inc. Class B
VIAB
– –
-16
Closed -$1K
SDT
1040
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
– –
-300
Closed -$1K
AREX
1041
DELISTED
Approach Resources Inc.
AREX
– –
-2,000
Closed -$13K
BPL
1042
DELISTED
Buckeye Partners, L.P.
BPL
– –
-500
Closed -$36K
SFLY
1043
DELISTED
Shutterfly, Inc.
SFLY
– –
-500
Closed -$23K
BT
1044
DELISTED
BT Group plc (ADR)
BT
– –
-88
Closed -$3K
APC
1045
DELISTED
Anadarko Petroleum
APC
– –
-668
Closed -$52K
DATA
1046
DELISTED
Tableau Software, Inc.
DATA
– –
-1,500
Closed -$172K
ANDX
1047
DELISTED
Andeavor Logistics LP
ANDX
– –
-200
Closed -$11K
UGAZ
1048
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-6
Closed -$170K
RICE
1049
DELISTED
Rice Energy Inc.
RICE
– –
-450
Closed -$9K
SSE
1050
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-45
Closed –
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