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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHI icon
976
Federated Hermes
FHI
$4.55B
$1K ﹤0.01%
49
– –
GRPN icon
977
Groupon
GRPN
$1.05B
$1K ﹤0.01%
10
– –
LCUT icon
978
Lifetime Brands
LCUT
$191M
$1K ﹤0.01%
100
– –
LE icon
979
Lands' End
LE
$370M
$1K ﹤0.01%
22
– –
MATX icon
980
Matsons
MATX
$6.13B
$1K ﹤0.01%
43
– –
OGS icon
981
ONE Gas
OGS
$4.87B
$1K ﹤0.01%
25
– –
RYAM icon
982
Rayonier Advanced Materials
RYAM
$604M
$1K ﹤0.01%
+66
New +$1.75K
THRM icon
983
Gentherm
THRM
$1.24B
$1K ﹤0.01%
50
– –
TRV icon
984
Travelers Companies
TRV
$78.1B
$1K ﹤0.01%
18
– –
UGL icon
985
ProShares Ultra Gold
UGL
$650M
$1K ﹤0.01%
200
– –
UNFI icon
986
United Natural Foods
UNFI
$3.08B
$1K ﹤0.01%
+20
New +$1.41K
UNM icon
987
Unum
UNM
$13.6B
$1K ﹤0.01%
52
– –
VAW icon
988
Vanguard Materials ETF
VAW
$2.95B
$1K ﹤0.01%
15
– –
XES icon
989
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$374M
$1K ﹤0.01%
6
– –
NDP
990
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1K ﹤0.01%
9
– –
MRTX
991
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1K ﹤0.01%
82
– –
VRTV
992
DELISTED
VERITIV CORPORATION
VRTV
$1K ﹤0.01%
+21
New +$1.01K
AUY
993
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
250
– –
ARNA
994
DELISTED
Arena Pharmaceuticals Inc
ARNA
$1K ﹤0.01%
40
– –
WPX
995
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
99
– –
MNK
996
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
17
– –
LPT
997
DELISTED
Liberty Property Trust
LPT
$1K ﹤0.01%
51
– –
VIAB
998
DELISTED
Viacom Inc. Class B
VIAB
$1K ﹤0.01%
16
– –
SDT
999
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$1K ﹤0.01%
600
– –
WINT
1000
DELISTED
Windtree Therapeutics Inc
WINT
$1K ﹤0.01%
91
– –
38 39
40
41 42

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.