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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
76
Union Pacific
UNP
$175B
$4.15M 0.32%
21,161
+18,316
+644% +$3.96M
IWY icon
77
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$4.12M 0.32%
+27,005
New +$4.26M
CSX icon
78
CSX Corp
CSX
$94.5B
$4.08M 0.31%
137,135
+31,517
+30% +$1.01M
IHI icon
79
iShares US Medical Devices ETF
IHI
$3.32B
$3.83M 0.29%
+60,962
New +$3.89M
RDVY icon
80
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$3.8M 0.29%
80,081
+9,247
+13% +$448K
ET icon
81
Energy Transfer Partners
ET
$70.2B
$3.69M 0.28%
384,625
-16,679
-4% -$160K
JMBS icon
82
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$3.65M 0.28%
68,586
+6,510
+10% +$346K
SHOP icon
83
Shopify
SHOP
$190B
$3.65M 0.28%
26,890
+70
+0.3% +$10.5K
AWK icon
84
American Water Works
AWK
$26.3B
$3.65M 0.28%
21,562
+48
+0.2% +$8.39K
VO icon
85
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$3.54M 0.27%
+59,740
New +$3.61M
TSLA icon
86
Tesla
TSLA
$1.27T
$3.53M 0.27%
13,656
-663
-5% -$156K
CSCO icon
87
Cisco
CSCO
$484B
$3.48M 0.27%
64,007
-36
-0.1% -$2.02K
CSQ icon
88
Calamos Strategic Total Return Fund
CSQ
$3.33B
$3.45M 0.27%
194,673
+23,317
+14% +$429K
VNLA icon
89
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$3.44M 0.26%
68,546
-10,965
-14% -$550K
LLY icon
90
Eli Lilly
LLY
$1.04T
$3.43M 0.26%
14,852
+3,025
+26% +$747K
XLK icon
91
State Street Technology Select Sector SPDR ETF
XLK
$123B
$3.4M 0.26%
45,500
-776
-2% -$59.9K
CRM icon
92
Salesforce
CRM
$158B
$3.39M 0.26%
12,493
+1,560
+14% +$396K
IJR icon
93
iShares Core S&P Small-Cap ETF
IJR
$113B
$3.32M 0.26%
30,431
+26,456
+666% +$2.91M
LMT icon
94
Lockheed Martin
LMT
$134B
$3.31M 0.25%
9,586
+3,036
+46% +$1.1M
ENB icon
95
Enbridge
ENB
$113B
$3.23M 0.25%
81,081
-3,055
-4% -$120K
IVV icon
96
iShares Core S&P 500 ETF
IVV
$901B
$3.21M 0.25%
7,445
+6,479
+671% +$2.87M
AVGO icon
97
Broadcom
AVGO
$2T
$3.16M 0.24%
65,200
+1,140
+2% +$55.4K
FVD icon
98
First Trust Value Line Dividend Fund
FVD
$8.36B
$3M 0.23%
76,443
+575
+0.8% +$23.3K
TWLO icon
99
Twilio
TWLO
$29.4B
$2.97M 0.23%
9,316
-2,170
-19% -$790K
ARKK icon
100
ARK Innovation ETF
ARKK
$6.09B
$2.92M 0.22%
28,879
+1,063
+4% +$128K
2 3
4
5 6

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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.