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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWH
76
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$2.7M 0.35%
+26,807
New +$1.79M
AVGO icon
77
Broadcom
AVGO
$2T
$2.7M 0.35%
61,600
-8,960
-13% -$349K
SONO icon
78
Sonos
SONO
$1.83B
$2.63M 0.34%
112,210
+200
+0.2% +$3.73K
JNJ icon
79
Johnson & Johnson
JNJ
$619B
$2.42M 0.31%
15,391
+481
+3% +$71K
RDVY icon
80
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$2.4M 0.31%
60,023
+35,328
+143% +$1.29M
UBER icon
81
Uber
UBER
$143B
$2.35M 0.3%
46,064
+2,640
+6% +$118K
HPF
82
John Hancock Preferred Income Fund II
HPF
$344M
$2.32M 0.3%
122,084
-12,346
-9% -$225K
MLM icon
83
Martin Marietta Materials
MLM
$32.3B
$2.27M 0.29%
7,990
-21
-0.3% -$5.59K
CVS icon
84
CVS Health
CVS
$123B
$2.21M 0.29%
+32,399
New +$2.11M
JPS
85
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.2M 0.28%
226,529
-5,674
-2% -$52.2K
LLY icon
86
Eli Lilly
LLY
$1.06T
$2.18M 0.28%
12,937
– –
LDP icon
87
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$2.1M 0.27%
79,124
-2
-0% -$49
AWK icon
88
American Water Works
AWK
$26.8B
$2.02M 0.26%
13,179
+140
+1% +$21.6K
CRM icon
89
Salesforce
CRM
$153B
$2.01M 0.26%
9,028
+1,601
+22% +$389K
CIBR icon
90
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.1B
$2M 0.26%
44,978
-3,515
-7% -$134K
BSTZ icon
91
BlackRock Science and Technology Term Trust
BSTZ
$2.03B
$1.99M 0.26%
54,573
-10,218
-16% -$315K
RSP icon
92
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$1.98M 0.26%
15,508
-3,222
-17% -$383K
SRE icon
93
Sempra
SRE
$55.1B
$1.98M 0.26%
31,052
-1,680
-5% -$108K
PHYS icon
94
Sprott Physical Gold
PHYS
$15.3B
$1.96M 0.25%
130,022
-7,899
-6% -$117K
XLI icon
95
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$1.95M 0.25%
22,035
+11,392
+107% +$960K
STWD icon
96
Starwood Property Trust
STWD
$5.91B
$1.9M 0.25%
98,509
-106,560
-52% -$1.81M
ARKK icon
97
ARK Innovation ETF
ARKK
$6.01B
$1.83M 0.24%
14,711
+10,278
+232% +$1.11M
KO icon
98
Coca-Cola
KO
$374B
$1.77M 0.23%
32,232
+1,015
+3% +$52.5K
AMD icon
99
Advanced Micro Devices
AMD
$798B
$1.75M 0.23%
19,047
+10,098
+113% +$871K
CMCSA icon
100
Comcast
CMCSA
$89.3B
$1.73M 0.22%
33,059
-1,866
-5% -$89.4K
2 3
4
5 6

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.