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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
76
Broadcom
AVGO
$2T
$2.57M 0.3%
70,560
+7,120
+11% +$238K
TGT icon
77
Target
TGT
$66.8B
$2.56M 0.3%
+16,271
New +$2.23M
WM icon
78
Waste Management
WM
$91.5B
$2.53M 0.3%
22,382
+561
+3% +$62K
HQH
79
abrdn Healthcare Investors
HQH
$1.31B
$2.52M 0.3%
122,458
+92,577
+310% +$1.96M
TTD icon
80
Trade Desk
TTD
$8.31B
$2.52M 0.3%
48,610
+31,520
+184% +$1.44M
DOC icon
81
Healthpeak Properties
DOC
$14.5B
$2.5M 0.29%
91,996
-4,819
-5% -$132K
DWM icon
82
WisdomTree International Equity Fund
DWM
$691M
$2.47M 0.29%
54,384
+5,768
+12% +$266K
ENB icon
83
Enbridge
ENB
$113B
$2.46M 0.29%
84,429
+3,246
+4% +$102K
PFLT icon
84
PennantPark Floating Rate Capital
PFLT
$724M
$2.46M 0.29%
292,046
+1,436
+0.5% +$12.1K
WMT icon
85
Walmart Inc
WMT
$892B
$2.45M 0.29%
52,587
-20,718
-28% -$921K
HPF
86
John Hancock Preferred Income Fund II
HPF
$344M
$2.4M 0.28%
134,430
-17,919
-12% -$326K
JNJ icon
87
Johnson & Johnson
JNJ
$619B
$2.22M 0.26%
14,910
-29,040
-66% -$4.3M
ABT icon
88
Abbott
ABT
$187B
$2.19M 0.26%
+20,080
New +$2.04M
PHYS icon
89
Sprott Physical Gold
PHYS
$15.3B
$2.08M 0.25%
137,921
+62,133
+82% +$949K
JPS
90
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.05M 0.24%
232,203
+12,852
+6% +$114K
MPLX icon
91
MPLX
MPLX
$61.3B
$2.04M 0.24%
129,596
+112,253
+647% +$2.03M
RSP icon
92
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$2.02M 0.24%
18,730
+1,208
+7% +$130K
BIL icon
93
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$2M 0.24%
21,899
-1,678
-7% -$154K
KMI icon
94
Kinder Morgan
KMI
$69.7B
$1.97M 0.23%
159,631
+79,981
+100% +$1.11M
SRE icon
95
Sempra
SRE
$55.1B
$1.94M 0.23%
32,732
-8,660
-21% -$533K
LLY icon
96
Eli Lilly
LLY
$1.06T
$1.92M 0.23%
12,937
-2,125
-14% -$329K
AWK icon
97
American Water Works
AWK
$26.8B
$1.89M 0.22%
13,039
+947
+8% +$134K
MLM icon
98
Martin Marietta Materials
MLM
$32.3B
$1.89M 0.22%
8,011
-162
-2% -$35K
CRM icon
99
Salesforce
CRM
$153B
$1.87M 0.22%
7,427
+3,836
+107% +$840K
LDP icon
100
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.85M 0.22%
79,126
+2,850
+4% +$67.1K
2 3
4
5 6

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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.