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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
76
SLB Ltd
SLB
$73.6B
$2.04M 0.31%
50,662
-2,816
-5% -$101K
IBM icon
77
IBM
IBM
$211B
$2.03M 0.3%
15,832
+6,173
+64% +$802K
ALTG icon
78
Alta Equipment Group
ALTG
$214M
$2.02M 0.3%
201,664
– –
RSG icon
79
Republic Services
RSG
$64.8B
$1.99M 0.3%
22,169
-392
-2% -$34.3K
LDP icon
80
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.97M 0.3%
75,276
+236
+0.3% +$6.14K
DOW icon
81
Dow Inc
DOW
$21.9B
$1.96M 0.29%
35,854
+19,568
+120% +$1.01M
PCI
82
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.95M 0.29%
77,375
+404
+0.5% +$10.1K
IWS icon
83
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.92M 0.29%
20,243
+582
+3% +$53.2K
JMBS icon
84
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$1.9M 0.28%
36,485
-3,675
-9% -$192K
AMLP icon
85
Alerian MLP ETF
AMLP
$13B
$1.87M 0.28%
43,973
+18,470
+72% +$775K
FXL icon
86
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$1.85M 0.28%
25,496
+102
+0.4% +$7K
MMM icon
87
3M
MMM
$90.9B
$1.78M 0.27%
12,092
+7,796
+181% +$1.09M
BABA icon
88
Alibaba
BABA
$293B
$1.78M 0.27%
8,401
+307
+4% +$57.6K
AVGO icon
89
Broadcom
AVGO
$1.85T
$1.77M 0.27%
56,020
+250
+0.4% +$7.59K
QQEW icon
90
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
$1.76M 0.26%
23,869
+17,754
+290% +$1.24M
VXUS icon
91
Vanguard Total International Stock ETF
VXUS
$155B
$1.76M 0.26%
31,615
+8,091
+34% +$435K
VEA icon
92
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1.71M 0.26%
38,889
-4,540
-10% -$194K
BRK.B icon
93
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.7M 0.26%
7,516
-338
-4% -$73.4K
DSL
94
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.7M 0.25%
85,931
-5,253
-6% -$104K
MDY icon
95
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$1.62M 0.24%
4,326
+726
+20% +$262K
SHY icon
96
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$1.6M 0.24%
18,969
+2,863
+18% +$243K
FLOT icon
97
iShares Floating Rate Bond ETF
FLOT
$10.2B
$1.59M 0.24%
31,252
-65
-0.2% -$3.31K
USB icon
98
US Bancorp
USB
$98.2B
$1.58M 0.24%
26,717
-485
-2% -$28K
WBA
99
DELISTED
Walgreens Boots Alliance
WBA
$1.58M 0.24%
26,751
+17,206
+180% +$992K
PG icon
100
Procter & Gamble
PG
$336B
$1.55M 0.23%
12,426
-880
-7% -$108K
2 3
4
5 6

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HIH
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.