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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
76
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.43M 0.3%
+82,426
New +$1.53M
MRK icon
77
Merck
MRK
$322B
$1.42M 0.3%
19,459
+6,637
+52% +$469K
TEL icon
78
TE Connectivity
TEL
$59.6B
$1.41M 0.3%
18,667
+3
+0% +$231
CSCO icon
79
Cisco
CSCO
$457B
$1.39M 0.29%
32,107
+7,305
+29% +$334K
GLPI icon
80
Gaming and Leisure Properties
GLPI
$12.7B
$1.39M 0.29%
42,900
– –
ABT icon
81
Abbott
ABT
$183B
$1.38M 0.29%
19,070
+12,370
+185% +$869K
RDVY icon
82
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.38M 0.29%
52,000
-56,011
-52% -$1.62M
BABA icon
83
Alibaba
BABA
$293B
$1.35M 0.28%
9,855
-275
-3% -$40.7K
FPE icon
84
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$1.32M 0.28%
73,505
-30,500
-29% -$566K
USB icon
85
US Bancorp
USB
$98.2B
$1.28M 0.27%
27,937
+292
+1% +$15K
IGSB icon
86
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.26M 0.26%
+24,456
New +$1.26M
HSIC icon
87
Henry Schein
HSIC
$9.77B
$1.26M 0.26%
+20,488
New +$1.35M
T icon
88
AT&T
T
$159B
$1.25M 0.26%
58,150
-975
-2% -$22.7K
HPQ icon
89
HP
HPQ
$24.9B
$1.25M 0.26%
+61,197
New +$1.43M
HOFV
90
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.25M 0.26%
+8,074
New +$1.24M
ACWV icon
91
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
$1.23M 0.26%
+15,159
New +$1.28M
IVE icon
92
iShares S&P 500 Value ETF
IVE
$49B
$1.22M 0.26%
12,105
-382
-3% -$41.8K
VTIP icon
93
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.22M 0.26%
+25,504
New +$1.23M
VOO icon
94
Vanguard S&P 500 ETF
VOO
$979B
$1.19M 0.25%
+5,175
New +$1.28M
XLV icon
95
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$1.19M 0.25%
13,719
+7,382
+116% +$668K
LDP icon
96
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.18M 0.25%
+53,960
New +$1.2M
DWTR
97
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$1.17M 0.25%
47,694
-323
-0.7% -$8.69K
ARCC icon
98
Ares Capital
ARCC
$13.5B
$1.16M 0.24%
+74,333
New +$1.23M
IVW icon
99
iShares S&P 500 Growth ETF
IVW
$73.8B
$1.12M 0.23%
29,684
+5,068
+21% +$205K
CAT icon
100
Caterpillar
CAT
$375B
$1.11M 0.23%
8,772
-560
-6% -$72.9K
2 3
4
5 6

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BA
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HIH
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CRCM
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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.