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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$66.9M
AUM Growth
-$11.4M
Cap. Flow
-$12.2M
Cap. Flow %
-18.24%
Top 10 Hldgs %
26.99%
Holding
174
New
22
Increased
30
Reduced
72
Closed
45

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$1.66M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$1.35M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$905K
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$859K
5
GLD icon
SPDR Gold Trust
GLD
+$735K

Top Sells

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.11M
2
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$1.39M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.05M
4
C icon
Citigroup
C
+$856K
5
MET icon
MetLife
MET
+$785K

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.16%
2 Communication Services 7.03%
3 Industrials 6.32%
4 Consumer Discretionary 6.13%
5 Technology 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
76
Walmart Inc
WMT
$884B
$319K 0.48%
+13,986
New +$307K
SPR
77
DELISTED
Spirit AeroSystems
SPR
$317K 0.47%
6,993
-316
-4% -$14.4K
IVV icon
78
iShares Core S&P 500 ETF
IVV
$872B
$313K 0.47%
1,517
-710
-32% -$139K
GIS icon
79
General Mills
GIS
$19.4B
$308K 0.46%
4,872
+533
+12% +$31K
WFC icon
80
Wells Fargo
WFC
$258B
$306K 0.46%
6,348
+654
+11% +$32K
KO icon
81
Coca-Cola
KO
$381B
$298K 0.45%
6,441
-1,545
-19% -$67.2K
UNP icon
82
Union Pacific
UNP
$172B
$296K 0.44%
3,730
-160
-4% -$12.4K
VHT icon
83
Vanguard Health Care ETF
VHT
$18.3B
$294K 0.44%
2,388
-2,013
-46% -$245K
MDLZ icon
84
Mondelez International
MDLZ
$80.5B
$292K 0.44%
7,301
-608
-8% -$24.8K
KBWP icon
85
Invesco KBW Property & Casualty Insurance ETF
KBWP
$269M
$283K 0.42%
5,780
-344
-6% -$16K
BSV icon
86
Vanguard Short-Term Bond ETF
BSV
$44.7B
$267K 0.4%
3,316
-364
-10% -$29.2K
IWP icon
87
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$263K 0.39%
5,726
-568
-9% -$24.5K
OEF icon
88
iShares S&P 100 ETF
OEF
$19.9B
$262K 0.39%
2,872
-162
-5% -$14.1K
FXN icon
89
First Trust Energy AlphaDEX Fund
FXN
$382M
$259K 0.39%
18,370
– –
ABBV icon
90
AbbVie
ABBV
$455B
$258K 0.39%
4,525
+294
+7% +$16.4K
MRCC
91
DELISTED
Monroe Capital Corp
MRCC
$252K 0.38%
18,265
-100
-0.5% -$1.25K
QQQ icon
92
Invesco QQQ Trust
QQQ
$450B
$252K 0.38%
2,312
-450
-16% -$46.7K
GOOG icon
93
Alphabet (Google) Class C
GOOG
$4.08T
$251K 0.38%
6,760
-200
-3% -$7.16K
XLP icon
94
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$244K 0.36%
4,605
-2,383
-34% -$121K
CAT icon
95
Caterpillar
CAT
$373B
$241K 0.36%
3,158
-191
-6% -$12.8K
SLV icon
96
iShares Silver Trust
SLV
$28.6B
$240K 0.36%
16,350
-1,390
-8% -$19.7K
PFF icon
97
iShares Preferred and Income Securities ETF
PFF
$13.3B
$236K 0.35%
+6,048
New +$231K
JCI icon
98
Johnson Controls International
JCI
$87.8B
$235K 0.35%
5,763
-264
-4% -$10.1K
MCK icon
99
McKesson
MCK
$101B
$231K 0.35%
+1,472
New +$238K
GDXJ icon
100
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$228K 0.34%
+8,205
New +$192K
2 3
4
5 6

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HIH
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CRCM
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B. Riley Wealth Management's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Management held 174 positions worth $66.9M, down 15% from $78.3M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management withdrew a net $12.2M in Q1 2016, closing 45 positions and reducing 72 holdings. Its most notable exit was Citigroup, an estimated $856K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 8.2% of assets, up from 6.7% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in iShares S&P 500 Value ETF worth $1.74M.

  • B. Riley Wealth Management's largest Q1 2016 buy was iShares S&P 500 Value ETF: 19,402 shares worth $1.74M.
  • B. Riley Wealth Management added most to Vanguard S&P 500 ETF in Q1 2016, an estimated $859K increase.
  • B. Riley Wealth Management's biggest Q1 2016 reduction was First Trust Senior Loan Fund ETF, cutting an estimated $2.11M.
  • B. Riley Wealth Management fully exited Citigroup in Q1 2016, selling an estimated $856K.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $66.9M portfolio in Q1 2016.
  • B. Riley Wealth Management opened 22 new positions and closed 45 in Q1 2016.
  • B. Riley Wealth Management's portfolio value fell 15% quarter-over-quarter to $66.9M.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.