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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
76
Mondelez International
MDLZ
$80.5B
$336K 0.48%
8,025
-32
-0.4% -$1.38K
XLB icon
77
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$334K 0.47%
16,738
-5,406
-24% -$120K
MSFT icon
78
Microsoft
MSFT
$3.35T
$326K 0.46%
7,380
-2,761
-27% -$124K
V icon
79
Visa
V
$673B
$313K 0.44%
4,504
-154
-3% -$11K
AMBA icon
80
Ambarella
AMBA
$3.25B
$312K 0.44%
5,400
-500
-8% -$47.2K
HACK icon
81
Amplify Cybersecurity ETF
HACK
$2.64B
$312K 0.44%
12,389
+260
+2% +$7.51K
IJK icon
82
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$302K 0.43%
7,704
-344
-4% -$14.4K
ULQ
83
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$300K 0.43%
+6,000
New +$300K
QQEW icon
84
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.73B
$296K 0.42%
7,367
-7,865
-52% -$338K
NXPI icon
85
NXP Semiconductors
NXPI
$61.8B
$293K 0.42%
3,366
-7,787
-70% -$702K
ORCL icon
86
Oracle
ORCL
$367B
$293K 0.42%
8,138
– –
VBK icon
87
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$292K 0.41%
2,484
-11
-0.4% -$1.42K
GARS
88
DELISTED
Garrison Capital Inc.
GARS
$292K 0.41%
21,345
-6,500
-23% -$95.7K
IHF icon
89
iShares US Healthcare Providers ETF
IHF
$1.21B
$290K 0.41%
11,740
+650
+6% +$17.7K
KBWP icon
90
Invesco KBW Property & Casualty Insurance ETF
KBWP
$269M
$290K 0.41%
+6,363
New +$294K
CVX icon
91
Chevron
CVX
$383B
$287K 0.41%
3,649
-906
-20% -$76.3K
BIL icon
92
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$285K 0.4%
3,119
-1,004
-24% -$91.8K
BABA icon
93
Alibaba
BABA
$279B
$283K 0.4%
4,805
-937
-16% -$68.1K
CBI
94
DELISTED
Chicago Bridge & Iron Nv
CBI
$280K 0.4%
7,082
+132
+2% +$6.11K
ETP
95
DELISTED
Energy Transfer Partners L.p.
ETP
$276K 0.39%
6,724
-252
-4% -$12.2K
NSH
96
DELISTED
NuStar GP Holdings LLC
NSH
$266K 0.38%
9,960
-6,800
-41% -$221K
JCI icon
97
Johnson Controls International
JCI
$87.8B
$265K 0.38%
6,123
-33
-0.5% -$1.52K
DD
98
DELISTED
Du Pont De Nemours E I
DD
$263K 0.37%
5,473
-87
-2% -$4.64K
SLV icon
99
iShares Silver Trust
SLV
$28.6B
$262K 0.37%
18,890
– –
BAC icon
100
Bank of America
BAC
$433B
$259K 0.37%
16,630
-3,000
-15% -$50.5K
2 3
4
5 6

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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.