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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
76
iShares Core S&P 500 ETF
IVV
$858B
$386K 0.32%
1,870
+2
+0.1% +$405
OEF icon
77
iShares S&P 100 ETF
OEF
$19.5B
$386K 0.32%
4,246
– –
FEZ icon
78
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$385K 0.32%
10,451
-999
-9% -$37.9K
O icon
79
Realty Income
O
$61.1B
$382K 0.31%
8,267
+266
+3% +$11.8K
HRL icon
80
Hormel Foods
HRL
$14.2B
$378K 0.31%
14,528
-1,764
-11% -$46.5K
SWC
81
DELISTED
Stillwater Mining Co
SWC
$378K 0.31%
25,700
-24,000
-48% -$329K
EXPE icon
82
Expedia Group
EXPE
$36.5B
$375K 0.31%
+4,400
New +$373K
GHY
83
PGIM Global High Yield Fund
GHY
$476M
$374K 0.31%
23,545
-5,942
-20% -$95.8K
BABA icon
84
Alibaba
BABA
$276B
$370K 0.3%
+3,561
New +$365K
KO icon
85
Coca-Cola
KO
$383B
$369K 0.3%
8,761
-1,891
-18% -$80.8K
ORCL icon
86
Oracle
ORCL
$339B
$365K 0.3%
8,138
– –
RPM icon
87
RPM International
RPM
$13.8B
$363K 0.3%
7,166
-87
-1% -$4.05K
GT icon
88
Goodyear
GT
$2.09B
$357K 0.29%
12,500
+11,700
+1,463% +$290K
IWB icon
89
iShares Russell 1000 ETF
IWB
$47.1B
$355K 0.29%
3,100
-300
-9% -$33.6K
TWTR
90
DELISTED
Twitter, Inc.
TWTR
$355K 0.29%
9,905
+5,600
+130% +$238K
LECO icon
91
Lincoln Electric
LECO
$14.1B
$351K 0.29%
5,093
+30
+0.6% +$2.1K
BERY
92
DELISTED
Berry Global Group, Inc.
BERY
$348K 0.28%
12,033
– –
FXR icon
93
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$345K 0.28%
11,389
-26,050
-70% -$773K
ANAT
94
DELISTED
American National Group, Inc. Common Stock
ANAT
$342K 0.28%
3,000
– –
ET icon
95
Energy Transfer Partners
ET
$69.5B
$336K 0.27%
11,720
-5,800
-33% -$167K
GILD icon
96
Gilead Sciences
GILD
$165B
$336K 0.27%
3,575
-600
-14% -$62.1K
MDLZ icon
97
Mondelez International
MDLZ
$82.9B
$333K 0.27%
9,173
+193
+2% +$7.03K
SLV icon
98
iShares Silver Trust
SLV
$27.7B
$332K 0.27%
22,090
-1,050
-5% -$16.6K
SPR
99
DELISTED
Spirit AeroSystems
SPR
$326K 0.27%
7,586
-895
-11% -$36.2K
CMI icon
100
Cummins
CMI
$83.6B
$325K 0.27%
2,257
-278
-11% -$39.3K
2 3
4
5 6

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.