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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIR
951
DELISTED
Pier 1 Imports, Inc.
PIR
$2K ﹤0.01%
7
– –
HOS
952
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$2K ﹤0.01%
95
– –
BT
953
DELISTED
BT Group plc (ADR)
BT
$2K ﹤0.01%
88
– –
KONA
954
DELISTED
Kona Grill, Inc.
KONA
$2K ﹤0.01%
+100
New +$2.15K
SHLD
955
DELISTED
Sears Holding Corporation
SHLD
$2K ﹤0.01%
76
-6
-7% -$197
GST
956
DELISTED
Gastar Exploration Inc.
GST
$2K ﹤0.01%
1,000
– –
PAY
957
DELISTED
Verifone Systems Inc
PAY
$2K ﹤0.01%
+80
New +$2.81K
IPN
958
DELISTED
SPDR S&P International Industrial Sector
IPN
$2K ﹤0.01%
90
– –
IPD
959
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$2K ﹤0.01%
70
– –
HERO
960
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$2K ﹤0.01%
2,890
– –
RNF
961
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$2K ﹤0.01%
200
– –
SLXP
962
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$2K ﹤0.01%
25
– –
BPZ
963
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$2K ﹤0.01%
9,900
-7,600
-43% -$6.89K
EMKR
964
DELISTED
Emcore Corp
EMKR
$2K ﹤0.01%
50
– –
NTT
965
DELISTED
Nippon Telegraph & Telephone
NTT
$2K ﹤0.01%
104
-512
-83% -$14.4K
PLCM
966
DELISTED
POLYCOM INC
PLCM
$2K ﹤0.01%
200
– –
CVVT
967
DELISTED
CHINA VALVES TECHNOLOGY INC NEW COM STK (NV)
CVVT
$2K ﹤0.01%
3,950
-500
-11% -$253
IPS
968
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$2K ﹤0.01%
70
– –
ALEX
969
DELISTED
Alexander & Baldwin
ALEX
$1K ﹤0.01%
43
– –
CNQ icon
970
Canadian Natural Resources
CNQ
$99.4B
$1K ﹤0.01%
87
– –
CP icon
971
Canadian Pacific Kansas City
CP
$78.1B
$1K ﹤0.01%
50
-100
-67% -$3.96K
DBE icon
972
Invesco DB Energy Fund
DBE
$90.6M
$1K ﹤0.01%
70
– –
DHC
973
Diversified Healthcare Trust
DHC
$2.15B
$1K ﹤0.01%
90
+1
+1% +$22
DHY
974
Credit Suisse High Yield Credit Fund
DHY
$242M
$1K ﹤0.01%
605
– –
EPP icon
975
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
$1K ﹤0.01%
27
– –
37 38
39
40 41

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.