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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIAL
926
DELISTED
SIGMA - ALDRICH CORP
SIAL
$3K ﹤0.01%
29
– –
VTG
927
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$3K ﹤0.01%
8,000
-1,000
-11% -$830
MBT
928
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3K ﹤0.01%
422
+7
+2% +$84
PLD
929
DELISTED
PROLOGIS
PLD
$3K ﹤0.01%
89
– –
POM
930
DELISTED
PEPCO HOLDINGS, INC.
POM
$3K ﹤0.01%
121
+1
+0.8% +$27
ADI icon
931
Analog Devices
ADI
$179B
$2K ﹤0.01%
54
– –
AEE icon
932
Ameren
AEE
$30.3B
$2K ﹤0.01%
54
+1
+2% +$43
AMSC icon
933
American Superconductor
AMSC
$1.42B
$2K ﹤0.01%
370
– –
BWX icon
934
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$2K ﹤0.01%
78
– –
CLMT icon
935
Calumet Specialty Products
CLMT
$3.85B
$2K ﹤0.01%
112
+2
+2% +$52
DWAS icon
936
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$429M
$2K ﹤0.01%
55
– –
EUO icon
937
ProShares UltraShort Euro
EUO
$34.7M
$2K ﹤0.01%
100
– –
EVV
938
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$2K ﹤0.01%
175
-525
-75% -$7.51K
EWN icon
939
iShares MSCI Netherlands ETF
EWN
$571M
$2K ﹤0.01%
120
– –
EWP icon
940
iShares MSCI Spain ETF
EWP
$2.11B
$2K ﹤0.01%
75
-612
-89% -$22.7K
FDS icon
941
Factset
FDS
$9.36B
$2K ﹤0.01%
20
– –
IBND icon
942
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
$2K ﹤0.01%
80
– –
JHX icon
943
James Hardie Industries
JHX
$15.3B
$2K ﹤0.01%
250
– –
MRSH
944
Marsh
MRSH
$90.5B
$2K ﹤0.01%
35
– –
NUGT icon
945
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$848M
$2K ﹤0.01%
6
– –
SONY icon
946
Sony
SONY
$137B
$2K ﹤0.01%
500
– –
UI icon
947
Ubiquiti
UI
$33.7B
$2K ﹤0.01%
100
– –
VTR icon
948
Ventas
VTR
$48B
$2K ﹤0.01%
31
+1
+3% +$79
WABC icon
949
Westamerica Bancorp
WABC
$1.38B
$2K ﹤0.01%
52
– –
WELL icon
950
Welltower
WELL
$169B
$2K ﹤0.01%
33
+1
+3% +$71
36 37
38
39 40

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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.