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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADT
926
DELISTED
ADT Corp
ADT
$6K ﹤0.01%
200
– –
MILL
927
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$6K ﹤0.01%
+1,000
New +$5.17K
DGI
928
DELISTED
DigitalGlobe Inc.
DGI
$6K ﹤0.01%
+250
New +$7.48K
AVDL
929
DELISTED
Avadel Pharmaceuticals
AVDL
$5K ﹤0.01%
+350
New +$4.22K
AWF
930
AllianceBernstein Global High Income Fund
AWF
$869M
$5K ﹤0.01%
+400
New +$5.84K
COF icon
931
Capital One
COF
$128B
$5K ﹤0.01%
62
– –
CP icon
932
Canadian Pacific Kansas City
CP
$81B
$5K ﹤0.01%
150
+50
+50% +$1.64K
DDD icon
933
3D Systems Corp
DDD
$405M
$5K ﹤0.01%
100
– –
ENB icon
934
Enbridge
ENB
$120B
$5K ﹤0.01%
122
– –
EQT icon
935
EQT Corp
EQT
$32.9B
$5K ﹤0.01%
+92
New +$5.28K
IEI icon
936
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$5K ﹤0.01%
44
– –
LOW icon
937
Lowe's Companies
LOW
$121B
$5K ﹤0.01%
118
– –
MDYG icon
938
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$5K ﹤0.01%
150
– –
NXN
939
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$5K ﹤0.01%
400
– –
SSYS icon
940
Stratasys
SSYS
$666M
$5K ﹤0.01%
+50
New +$4.9K
SWX icon
941
Southwest Gas
SWX
$6.64B
$5K ﹤0.01%
108
+1
+0.9% +$53
TEL icon
942
TE Connectivity
TEL
$60B
$5K ﹤0.01%
96
– –
UPS icon
943
United Parcel Service
UPS
$88.9B
$5K ﹤0.01%
50
– –
VIVS
944
VivoSim Labs
VIVS
$1.21M
$5K ﹤0.01%
+3
New +$5.03K
INF
945
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$5K ﹤0.01%
205
– –
KERX
946
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$5K ﹤0.01%
350
– –
ITC
947
DELISTED
ITC HOLDINGS CORP
ITC
$5K ﹤0.01%
150
– –
NXZ
948
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$5K ﹤0.01%
404
+4
+1% +$56
CYT
949
DELISTED
CYTEC INDS INC
CYT
$5K ﹤0.01%
100
– –
XLS
950
DELISTED
EXELIS INC COM STK
XLS
$5K ﹤0.01%
321
– –
36 37
38
39 40

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.