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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTNT icon
901
Fortinet
FTNT
$119B
$3K ﹤0.01%
575
-2,850
-83% -$15.4K
GGG icon
902
Graco
GGG
$12.9B
$3K ﹤0.01%
120
– –
HIO
903
Western Asset High Income Opportunity Fund
HIO
$336M
$3K ﹤0.01%
602
– –
IGPT icon
904
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$3K ﹤0.01%
300
-60
-17% -$752
IHI icon
905
iShares US Medical Devices ETF
IHI
$3.13B
$3K ﹤0.01%
204
– –
JWN
906
DELISTED
Nordstrom
JWN
$3K ﹤0.01%
42
-104
-71% -$7.64K
LHX icon
907
L3Harris
LHX
$51.6B
$3K ﹤0.01%
43
– –
MNKD icon
908
MannKind Corp
MNKD
$1.21B
$3K ﹤0.01%
137
– –
NTRS icon
909
Northern Trust
NTRS
$22.4B
$3K ﹤0.01%
+45
New +$2.99K
PHO icon
910
Invesco Water Resources ETF
PHO
$2.01B
$3K ﹤0.01%
150
– –
PPA icon
911
Invesco Aerospace & Defense ETF
PPA
$8.24B
$3K ﹤0.01%
+100
New +$3.34K
RGR icon
912
Sturm, Ruger & Co
RGR
$594M
$3K ﹤0.01%
+100
New +$4.08K
SPIB icon
913
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$3K ﹤0.01%
90
– –
TAN icon
914
Invesco Solar ETF
TAN
$1.42B
$3K ﹤0.01%
100
-850
-89% -$30.4K
TEI
915
Templeton Emerging Markets Income Fund
TEI
$314M
$3K ﹤0.01%
300
-2,204
-88% -$27.1K
VEGI icon
916
iShares MSCI Agriculture Producers ETF
VEGI
$148M
$3K ﹤0.01%
150
– –
WIP icon
917
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$3K ﹤0.01%
61
– –
XRX icon
918
Xerox
XRX
$386M
$3K ﹤0.01%
108
– –
LLL
919
DELISTED
L3 Technologies, Inc.
LLL
$3K ﹤0.01%
25
– –
FCE.A
920
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$3K ﹤0.01%
142
– –
SHLM
921
DELISTED
Schulman (A.) Inc
SHLM
$3K ﹤0.01%
80
– –
RSO
922
DELISTED
Resource Capital Corp.
RSO
$3K ﹤0.01%
150
– –
SE
923
DELISTED
Spectra Energy Corp Wi
SE
$3K ﹤0.01%
100
-100
-50% -$3.76K
ARIA
924
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3K ﹤0.01%
500
– –
CTF
925
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$3K ﹤0.01%
200
– –
35 36
37
38 39

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PGF
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BA
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HIH
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.