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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFX icon
876
PhenixFIN
PFX
$4K ﹤0.01%
25
– –
PII icon
877
Polaris
PII
$3.82B
$4K ﹤0.01%
31
-300
-91% -$45K
PMT
878
PennyMac Mortgage Investment
PMT
$822M
$4K ﹤0.01%
200
– –
PNW icon
879
Pinnacle West Capital
PNW
$12.2B
$4K ﹤0.01%
66
– –
RZG icon
880
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
$4K ﹤0.01%
171
– –
TROW icon
881
T. Rowe Price
TROW
$23.9B
$4K ﹤0.01%
+50
New +$4.08K
TRP icon
882
TC Energy
TRP
$70.2B
$4K ﹤0.01%
100
– –
VDC icon
883
Vanguard Consumer Staples ETF
VDC
$7.97B
$4K ﹤0.01%
34
– –
WTW icon
884
Willis Towers Watson
WTW
$31.7B
$4K ﹤0.01%
39
+1
+3% +$112
ZBH icon
885
Zimmer Biomet
ZBH
$18.2B
$4K ﹤0.01%
42
– –
CDK
886
DELISTED
CDK Global, Inc.
CDK
$4K ﹤0.01%
+116
New +$4.11K
INF
887
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$4K ﹤0.01%
205
– –
CHKR
888
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$4K ﹤0.01%
+750
New +$6.45K
ACHN
889
DELISTED
Achillion Pharmaceuticals
ACHN
$4K ﹤0.01%
400
– –
KERX
890
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$4K ﹤0.01%
350
– –
LINE
891
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$4K ﹤0.01%
400
-12,690
-97% -$261K
CYT
892
DELISTED
CYTEC INDS INC
CYT
$4K ﹤0.01%
100
– –
WR
893
DELISTED
Westar Energy Inc
WR
$4K ﹤0.01%
100
– –
RKUS
894
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$4K ﹤0.01%
+400
New +$4.84K
ACAD icon
895
Acadia Pharmaceuticals
ACAD
$4.43B
$3K ﹤0.01%
100
-200
-67% -$5.67K
DDD icon
896
3D Systems Corp
DDD
$431M
$3K ﹤0.01%
100
– –
EOD
897
Allspring Global Dividend Opportunity Fund
EOD
$279M
$3K ﹤0.01%
500
– –
EQR icon
898
Equity Residential
EQR
$24.9B
$3K ﹤0.01%
55
– –
ES icon
899
Eversource Energy
ES
$26.9B
$3K ﹤0.01%
58
– –
EWH icon
900
iShares MSCI Hong Kong ETF
EWH
$1.24B
$3K ﹤0.01%
150
– –
34 35
36
37 38

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.