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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAN icon
876
Banco Santander
SAN
$202B
$8K 0.01%
937
+342
+57% +$3.14K
SNN icon
877
Smith & Nephew
SNN
$13.6B
$8K 0.01%
250
– –
SE
878
DELISTED
Spectra Energy Corp Wi
SE
$8K 0.01%
200
+100
+100% +$4K
LGF
879
DELISTED
Lions Gate Entertainment
LGF
$8K 0.01%
+300
New +$8.07K
TYC
880
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$8K 0.01%
187
– –
IMUC
881
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$8K 0.01%
200
– –
JGV
882
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$8K 0.01%
584
+12
+2% +$167
AMX icon
883
America Movil
AMX
$76B
$7K ﹤0.01%
372
– –
AVK
884
Advent Convertible and Income Fund
AVK
$543M
$7K ﹤0.01%
416
+6
+1% +$108
AWP
885
abrdn Global Premier Properties Fund
AWP
$375M
$7K ﹤0.01%
348
– –
BB icon
886
BlackBerry
BB
$4.95B
$7K ﹤0.01%
+700
New +$5.52K
BPT
887
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$7K ﹤0.01%
80
+3
+4% +$273
CCJ icon
888
Cameco
CCJ
$38.4B
$7K ﹤0.01%
+400
New +$8.34K
DHR icon
889
Danaher
DHR
$138B
$7K ﹤0.01%
149
– –
DPG
890
Duff & Phelps Utility and Infrastructure Fund
DPG
$525M
$7K ﹤0.01%
326
+5
+2% +$104
IGV icon
891
iShares Expanded Tech-Software Sector ETF
IGV
$12.5B
$7K ﹤0.01%
415
– –
INGR icon
892
Ingredion
INGR
$6.33B
$7K ﹤0.01%
100
– –
IWP icon
893
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$7K ﹤0.01%
178
-772
-81% -$33.2K
LH icon
894
Labcorp
LH
$25.9B
$7K ﹤0.01%
84
– –
MGK icon
895
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.1B
$7K ﹤0.01%
485
– –
MNKD icon
896
MannKind Corp
MNKD
$1.27B
$7K ﹤0.01%
137
– –
RSG icon
897
Republic Services
RSG
$65B
$7K ﹤0.01%
200
– –
VIPS icon
898
Vipshop
VIPS
$7.3B
$7K ﹤0.01%
+400
New +$6.41K
NUVA
899
DELISTED
NuVasive, Inc.
NUVA
$7K ﹤0.01%
200
-3,916
-95% -$134K
PCI
900
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7K ﹤0.01%
300
-175
-37% -$4.09K
34 35
36
37 38

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.