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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTCT icon
851
PTC Therapeutics
PTCT
$5.64B
$5K ﹤0.01%
+100
New +$4.4K
UPS icon
852
United Parcel Service
UPS
$88.6B
$5K ﹤0.01%
50
– –
VCR icon
853
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$5K ﹤0.01%
45
– –
VGK icon
854
Vanguard FTSE Europe ETF
VGK
$30.7B
$5K ﹤0.01%
113
-570
-83% -$30.5K
VIS icon
855
Vanguard Industrials ETF
VIS
$8.1B
$5K ﹤0.01%
50
– –
VPL icon
856
Vanguard FTSE Pacific ETF
VPL
$8.08B
$5K ﹤0.01%
91
+17
+23% +$991
NBIS
857
Nebius Group N.V.
NBIS
$48.3B
$5K ﹤0.01%
300
– –
STI
858
DELISTED
SunTrust Banks, Inc.
STI
$5K ﹤0.01%
120
– –
CLD
859
DELISTED
Cloud Peak Energy Inc
CLD
$5K ﹤0.01%
625
– –
NES
860
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$5K ﹤0.01%
950
-1,700
-64% -$14.9K
XLS
861
DELISTED
EXELIS INC COM STK
XLS
$5K ﹤0.01%
300
– –
GG
862
DELISTED
Goldcorp Inc
GG
$5K ﹤0.01%
+301
New +$6.17K
IMUC
863
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$5K ﹤0.01%
200
– –
ARWR icon
864
Arrowhead Research
ARWR
$11.9B
$4K ﹤0.01%
600
– –
BHP icon
865
BHP
BHP
$215B
$4K ﹤0.01%
118
-119
-50% -$5.49K
BRF icon
866
VanEck Brazil Small-Cap ETF
BRF
$21.9M
$4K ﹤0.01%
200
– –
CFR icon
867
Cullen/Frost Bankers
CFR
$10.4B
$4K ﹤0.01%
61
– –
CLH icon
868
Clean Harbors
CLH
$16.5B
$4K ﹤0.01%
100
– –
DGS icon
869
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$4K ﹤0.01%
100
– –
FIS icon
870
Fidelity National Information Services
FIS
$23.1B
$4K ﹤0.01%
75
– –
FIZZ icon
871
National Beverage
FIZZ
$2.96B
$4K ﹤0.01%
+400
New +$4.79K
IGV icon
872
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
$4K ﹤0.01%
220
– –
ITA icon
873
iShares US Aerospace & Defense ETF
ITA
$14.2B
$4K ﹤0.01%
72
– –
IWN icon
874
iShares Russell 2000 Value ETF
IWN
$14.3B
$4K ﹤0.01%
49
-18
-27% -$1.76K
NOV icon
875
NOV
NOV
$6.93B
$4K ﹤0.01%
66
– –
33 34
35
36 37

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.