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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
851
LyondellBasell Industries
LYB
$19.5B
$9K 0.01%
+100
New +$9.52K
MSM icon
852
MSC Industrial Direct
MSM
$6.78B
$9K 0.01%
+97
New +$8.81K
TER icon
853
Teradyne
TER
$57.2B
$9K 0.01%
500
– –
VOT icon
854
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$9K 0.01%
98
– –
SCU
855
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$9K 0.01%
+71
New +$9.12K
JPS
856
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$9K 0.01%
+1,000
New +$8.9K
IVH
857
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$9K 0.01%
+500
New +$9.23K
HSBC.PRA
858
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$9K 0.01%
387
– –
PCL
859
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$9K 0.01%
220
– –
VTG
860
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$9K 0.01%
5,000
-2,500
-33% -$4.33K
PETM
861
DELISTED
PETSMART INC
PETM
$9K 0.01%
155
– –
EXXI
862
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$9K 0.01%
400
– –
COV
863
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$9K 0.01%
100
-40
-29% -$2.99K
JRO
864
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$9K 0.01%
751
– –
BAL
865
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$9K 0.01%
+200
New +$11K
AGZ icon
866
iShares Agency Bond ETF
AGZ
$559M
$8K 0.01%
76
– –
APD icon
867
Air Products & Chemicals
APD
$66.8B
$8K 0.01%
68
– –
ARWR icon
868
Arrowhead Research
ARWR
$12.3B
$8K 0.01%
+600
New +$7.87K
BDJ icon
869
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$8K 0.01%
1,043
+17
+2% +$138
CAG icon
870
Conagra Brands
CAG
$7.19B
$8K 0.01%
386
– –
EXAS
871
DELISTED
Exact Sciences
EXAS
$8K 0.01%
500
– –
HSIC icon
872
Henry Schein
HSIC
$9.7B
$8K 0.01%
186
– –
IFN
873
Aberdeen India Fund
IFN
$501M
$8K 0.01%
320
-166
-34% -$3.93K
IYG icon
874
iShares US Financial Services ETF
IYG
$2.16B
$8K 0.01%
312
– –
ORI icon
875
Old Republic International
ORI
$10.6B
$8K 0.01%
505
+5
+1% +$83
33 34
35
36 37

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SM
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.