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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONCT
826
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$6K ﹤0.01%
7
– –
PCI
827
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$6K ﹤0.01%
300
– –
SGYP
828
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$6K ﹤0.01%
2,000
-1,000
-33% -$2.96K
GURI
829
DELISTED
Global X Guru International Index ETF
GURI
$6K ﹤0.01%
475
– –
NVX
830
DELISTED
Nuveen Calif Div Muni
NVX
$6K ﹤0.01%
435
– –
ITC
831
DELISTED
ITC HOLDINGS CORP
ITC
$6K ﹤0.01%
150
– –
EROC
832
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$6K ﹤0.01%
3,000
– –
FHY
833
DELISTED
First Trust Strategic High
FHY
$6K ﹤0.01%
432
-290
-40% -$4.35K
CYS
834
DELISTED
CYS Investments Inc.
CYS
$6K ﹤0.01%
800
-700
-47% -$6.26K
AVDL
835
DELISTED
Avadel Pharmaceuticals
AVDL
$5K ﹤0.01%
350
– –
BKD icon
836
Brookdale Senior Living
BKD
$3.49B
$5K ﹤0.01%
150
– –
BKE icon
837
Buckle
BKE
$2.25B
$5K ﹤0.01%
100
– –
CNX icon
838
CNX Resources
CNX
$5.06B
$5K ﹤0.01%
180
– –
CPIX icon
839
Cumberland Pharmaceuticals
CPIX
$100M
$5K ﹤0.01%
1,000
– –
DLS icon
840
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$5K ﹤0.01%
100
– –
ERIE icon
841
Erie Indemnity
ERIE
$12.7B
$5K ﹤0.01%
61
– –
EWG icon
842
iShares MSCI Germany ETF
EWG
$1.59B
$5K ﹤0.01%
200
-345
-63% -$9.43K
EWK icon
843
iShares MSCI Belgium ETF
EWK
$164M
$5K ﹤0.01%
340
-573
-63% -$9.24K
EWL icon
844
iShares MSCI Switzerland ETF
EWL
$2.19B
$5K ﹤0.01%
185
-305
-62% -$9.79K
GWW icon
845
W.W. Grainger
GWW
$65.3B
$5K ﹤0.01%
20
-239
-92% -$59K
IEI icon
846
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$5K ﹤0.01%
44
– –
IIF
847
Morgan Stanley India Investment Fund
IIF
$217M
$5K ﹤0.01%
209
– –
NHI icon
848
National Health Investors
NHI
$3.72B
$5K ﹤0.01%
75
– –
NXN
849
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$5K ﹤0.01%
400
– –
OGE icon
850
OGE Energy
OGE
$9.78B
$5K ﹤0.01%
159
+1
+0.6% +$36
32 33
34
35 36

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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.