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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDP
726
DELISTED
Meredith Corporation
MDP
$12K 0.01%
228
+1
+0.4% +$54
PX
727
DELISTED
Praxair Inc
PX
$12K 0.01%
100
-113
-53% -$14.1K
RKT
728
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$12K 0.01%
200
– –
PKO
729
DELISTED
Pimco Income Opportunity Fund
PKO
$12K 0.01%
499
-1,146
-70% -$28.8K
CG icon
730
Carlyle Group
CG
$17.6B
$11K 0.01%
422
+118
+39% +$3.14K
CMCSA icon
731
Comcast
CMCSA
$87.2B
$11K 0.01%
394
-286
-42% -$8.22K
DVN icon
732
Devon Energy
DVN
$51.4B
$11K 0.01%
195
– –
FUN icon
733
Cedar Fair
FUN
$1.8B
$11K 0.01%
200
-1,500
-88% -$81.1K
HBAN icon
734
Huntington Bancshares
HBAN
$35.1B
$11K 0.01%
1,000
– –
IXC icon
735
iShares Global Energy ETF
IXC
$2.83B
$11K 0.01%
328
– –
LOCO icon
736
El Pollo Loco
LOCO
$504M
$11K 0.01%
450
-50
-10% -$1.25K
PIE icon
737
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$234M
$11K 0.01%
601
– –
VPU
738
Vanguard Utilities ETF
VPU
$8.48B
$11K 0.01%
122
– –
TEN
739
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$11K 0.01%
200
– –
CPL
740
DELISTED
CPFL Energia S.A.
CPL
$11K 0.01%
952
– –
BLOX
741
DELISTED
Infoblox Inc
BLOX
$11K 0.01%
500
– –
MHG
742
DELISTED
Marine Harvest ASA
MHG
$11K 0.01%
1,012
+412
+69% +$5.28K
ACHV icon
743
Achieve Life Sciences
ACHV
$649M
$10K 0.01%
2
– –
AIRI icon
744
Air Industries Group
AIRI
$12.9M
$10K 0.01%
100
– –
AXDX
745
DELISTED
Accelerate Diagnostics
AXDX
$10K 0.01%
47
– –
AXGN icon
746
Axogen
AXGN
$2.46B
$10K 0.01%
+3,000
New +$10.3K
BLV icon
747
Vanguard Long-Term Bond ETF
BLV
$5.71B
$10K 0.01%
108
– –
FNX icon
748
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$10K 0.01%
200
– –
HYG icon
749
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$10K 0.01%
113
+1
+0.9% +$90
MGM icon
750
MGM Resorts International
MGM
$11.4B
$10K 0.01%
500
– –
28 29
30
31 32

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.