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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
51
JPMorgan Chase
JPM
$960B
$6.86M 0.47%
847,116
+638,881
+307% +$105M
CVS icon
52
CVS Health
CVS
$133B
$6.71M 0.46%
65,065
-507
-0.8% -$46.9K
IWR icon
53
iShares Russell Mid-Cap ETF
IWR
$57.1B
$6.61M 0.46%
79,662
+2,124
+3% +$174K
FTSM icon
54
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$6.32M 0.44%
105,678
-41,355
-28% -$2.48M
EFA icon
55
iShares MSCI EAFE ETF
EFA
$79.2B
$6.23M 0.43%
79,237
+2,824
+4% +$224K
PG icon
56
Procter & Gamble
PG
$341B
$6.17M 0.43%
37,709
+2,809
+8% +$417K
VNQ icon
57
Vanguard Real Estate ETF
VNQ
$39.1B
$5.99M 0.41%
51,605
+1,430
+3% +$156K
WELL icon
58
Welltower
WELL
$164B
$5.92M 0.41%
69,073
-5,066
-7% -$422K
UNP icon
59
Union Pacific
UNP
$175B
$5.59M 0.39%
22,204
+1,043
+5% +$247K
LMBS icon
60
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$5.43M 0.38%
108,549
-70,585
-39% -$3.55M
VB icon
61
Vanguard Morningstar Small-Cap ETF
VB
$81.9B
$5.41M 0.37%
23,954
+2,141
+10% +$487K
MMP
62
DELISTED
Magellan Midstream Partners, L.P.
MMP
$5.39M 0.37%
116,051
+538
+0.5% +$25.4K
BRK.B icon
63
Berkshire Hathaway Class B
BRK.B
$1.11T
$5.38M 0.37%
18,005
+408
+2% +$117K
CVX icon
64
Chevron
CVX
$380B
$5.37M 0.37%
45,721
+3,375
+8% +$383K
CSX icon
65
CSX Corp
CSX
$93.3B
$5.3M 0.37%
141,001
+3,866
+3% +$136K
WM icon
66
Waste Management
WM
$90B
$5.3M 0.37%
31,763
+1,572
+5% +$253K
TGT icon
67
Target
TGT
$67.9B
$5.2M 0.36%
22,453
+1,303
+6% +$317K
PYPL icon
68
PayPal
PYPL
$49.8B
$5.17M 0.36%
27,406
-149
-0.5% -$32.2K
DIS icon
69
Walt Disney
DIS
$171B
$4.92M 0.34%
31,741
-1,476
-4% -$238K
SBUX icon
70
Starbucks
SBUX
$119B
$4.92M 0.34%
42,028
-2,220
-5% -$250K
AVGO icon
71
Broadcom
AVGO
$1.98T
$4.86M 0.34%
73,020
+7,820
+12% +$440K
HYLS icon
72
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$4.84M 0.34%
101,255
-6,433
-6% -$307K
RDVY icon
73
First Trust Rising Dividend Achievers ETF
RDVY
$25.4B
$4.75M 0.33%
91,684
+11,603
+14% +$585K
VO icon
74
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$4.69M 0.33%
73,684
+13,944
+23% +$874K
TSLA icon
75
Tesla
TSLA
$1.29T
$4.68M 0.32%
13,284
-372
-3% -$125K
1 2
3
4 5

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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.