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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
51
ExxonMobil
XOM
$638B
$6.59M 0.51%
112,102
-1,848
-2% -$105K
PEP icon
52
PepsiCo
PEP
$190B
$6.24M 0.48%
41,453
+16,321
+65% +$2.53M
VOO icon
53
Vanguard S&P 500 ETF
VOO
$1.01T
$6.16M 0.47%
+15,618
New +$6.34M
WELL icon
54
Welltower
WELL
$167B
$6.11M 0.47%
74,139
-1,472
-2% -$126K
IWR icon
55
iShares Russell Mid-Cap ETF
IWR
$57.3B
$6.07M 0.47%
+77,538
New +$6.21M
EFA icon
56
iShares MSCI EAFE ETF
EFA
$79.3B
$5.96M 0.46%
+76,413
New +$6.11M
DIS icon
57
Walt Disney
DIS
$170B
$5.62M 0.43%
33,217
+23,974
+259% +$4.27M
CVS icon
58
CVS Health
CVS
$133B
$5.56M 0.43%
65,572
+12,307
+23% +$1.03M
MMP
59
DELISTED
Magellan Midstream Partners, L.P.
MMP
$5.26M 0.4%
115,513
+916
+0.8% +$43.6K
HYLS icon
60
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$5.19M 0.4%
107,688
+22,077
+26% +$1.07M
T icon
61
AT&T
T
$160B
$5.16M 0.4%
253,032
-24,232
-9% -$509K
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$5.11M 0.39%
34,107
-14,490
-30% -$2.22M
VNQ icon
63
Vanguard Real Estate ETF
VNQ
$39.2B
$5.11M 0.39%
+50,175
New +$5.32M
JPM icon
64
JPMorgan Chase
JPM
$950B
$4.98M 0.38%
208,235
+5,431
+3% +$851K
SBUX icon
65
Starbucks
SBUX
$120B
$4.88M 0.37%
44,248
+35,103
+384% +$4.11M
PG icon
66
Procter & Gamble
PG
$345B
$4.88M 0.37%
34,900
+13,939
+66% +$1.98M
TGT icon
67
Target
TGT
$67.3B
$4.84M 0.37%
21,150
-158
-0.7% -$39.6K
BRK.B icon
68
Berkshire Hathaway Class B
BRK.B
$1.12T
$4.8M 0.37%
17,597
+970
+6% +$272K
VB icon
69
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$4.77M 0.37%
+21,813
New +$4.85M
BHK icon
70
BlackRock Core Bond Trust
BHK
$649M
$4.54M 0.35%
273,835
+9,945
+4% +$165K
DIA icon
71
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$4.53M 0.35%
13,386
-2,002
-13% -$699K
WM icon
72
Waste Management
WM
$90B
$4.51M 0.35%
30,191
+342
+1% +$51.2K
PTBD icon
73
Pacer Trendpilot US Bond ETF
PTBD
$86M
$4.4M 0.34%
162,406
+9,051
+6% +$250K
CVX icon
74
Chevron
CVX
$379B
$4.3M 0.33%
42,346
+29,298
+225% +$2.92M
ADBE icon
75
Adobe
ADBE
$102B
$4.23M 0.33%
7,353
+1,078
+17% +$679K
1 2
3
4 5

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HIH
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.