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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
51
Nike
NKE
$62.3B
$3.71M 0.48%
26,220
-85
-0.3% -$11.3K
BABA icon
52
Alibaba
BABA
$304B
$3.7M 0.48%
15,896
-163
-1% -$45.3K
SHOP icon
53
Shopify
SHOP
$191B
$3.68M 0.48%
32,530
-4,690
-13% -$492K
JPM icon
54
JPMorgan Chase
JPM
$947B
$3.64M 0.47%
28,647
-10,374
-27% -$1.16M
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.64M 0.47%
15,691
-2,547
-14% -$561K
PG icon
56
Procter & Gamble
PG
$342B
$3.45M 0.45%
24,823
-185
-0.7% -$25.9K
CSCO icon
57
Cisco
CSCO
$476B
$3.41M 0.44%
76,270
-22,964
-23% -$944K
BHK icon
58
BlackRock Core Bond Trust
BHK
$660M
$3.41M 0.44%
209,215
+109,935
+111% +$1.74M
XLK icon
59
State Street Technology Select Sector SPDR ETF
XLK
$122B
$3.39M 0.44%
52,098
-5,950
-10% -$362K
JMBS icon
60
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.72B
$3.23M 0.42%
60,422
+980
+2% +$52.5K
CSX icon
61
CSX Corp
CSX
$93.9B
$3.2M 0.41%
105,741
+2,562
+2% +$73.6K
TGT icon
62
Target
TGT
$66.8B
$3.19M 0.41%
18,079
+1,808
+11% +$302K
MMM icon
63
3M
MMM
$93.2B
$3.19M 0.41%
21,820
-11,214
-34% -$1.59M
ADBE icon
64
Adobe
ADBE
$103B
$3.19M 0.41%
6,373
+253
+4% +$122K
TTD icon
65
Trade Desk
TTD
$8.31B
$3.13M 0.4%
39,120
-9,490
-20% -$717K
TSLA icon
66
Tesla
TSLA
$1.26T
$3.01M 0.39%
12,798
-13,275
-51% -$2.27M
PFLT icon
67
PennantPark Floating Rate Capital
PFLT
$724M
$2.98M 0.38%
282,882
-9,164
-3% -$86.7K
ET icon
68
Energy Transfer Partners
ET
$71.2B
$2.96M 0.38%
478,297
-394,470
-45% -$2.39M
NVDA icon
69
NVIDIA
NVDA
$5.3T
$2.92M 0.38%
223,440
-184,800
-45% -$2.47M
LMT icon
70
Lockheed Martin
LMT
$135B
$2.9M 0.38%
8,184
-1,403
-15% -$516K
ICSH icon
71
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$2.9M 0.37%
57,403
+1,740
+3% +$87.9K
XLY icon
72
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$2.9M 0.37%
36,058
-188
-0.5% -$14.5K
AMGN icon
73
Amgen
AMGN
$219B
$2.83M 0.37%
12,314
-1,830
-13% -$422K
ENB icon
74
Enbridge
ENB
$113B
$2.75M 0.36%
86,088
+1,659
+2% +$50.5K
DOC icon
75
Healthpeak Properties
DOC
$14.5B
$2.74M 0.35%
90,675
-1,321
-1% -$38.4K
1 2
3
4 5

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.