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BRWM
B. Riley Wealth Management Portfolio holdings
AUM
$85.5M
1-Year Est. Return
3.46%
This Fund
S&P 500
This Quarter
Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
(+16%)
Cap. Flow
+$49.4M
Cap. Flow
% of AUM
7.41%
Top 10 Holdings %
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Select Dividend ETF
DVY
|
+$5.24M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$5.21M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$3.99M |
| 4 |
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
|
+$2.51M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$2.47M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$2.36M |
| 2 |
iShares Morningstar Mid-Cap Growth ETF
IMCG
|
+$1.85M |
| 3 |
UnitedHealth
UNH
|
+$1.63M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$1.56M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$1.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.72% |
| 2 | Consumer Discretionary | 4.59% |
| 3 | Financials | 4.15% |
| 4 | Energy | 3.81% |
| 5 | Communication Services | 3.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Vanguard FTSE Emerging Markets ETF
VWO
$121B
| $3.05M | 0.46% |
68,531
-221
| -0.3% | -$9.36K |
|
52
Honeywell
HON
$77B
| $3.01M | 0.45% |
18,019
-48
| -0.3% | -$7.85K |
|
53
PennantPark Floating Rate Capital
PFLT
$689M
| $2.99M | 0.45% |
245,610
+4,327
| +2% | +$51.4K |
|
54
Enterprise Products Partners
EPD
$82.3B
| $2.96M | 0.44% |
105,230
+5,898
| +6% | +$160K |
|
|
DOCU
55
DocuSign
DOCU
$10.5B
| $2.95M | 0.44% |
39,750
+1,100
| +3% | +$75.6K |
|
56
First Trust Capital Strength ETF
FTCS
$7.91B
| $2.94M | 0.44% |
48,686
+1,802
| +4% | +$105K |
|
57
WisdomTree International Equity Fund
DWM
$679M
| $2.91M | 0.44% |
54,417
+4,297
| +9% | +$222K |
|
58
Nike
NKE
$61.9B
| $2.75M | 0.41% |
27,144
+735
| +3% | +$69.3K |
|
|
SPLK
59
DELISTED
Splunk Inc
SPLK
| $2.72M | 0.41% |
18,178
+288
| +2% | +$37.8K |
|
60
Union Pacific
UNP
$174B
| $2.66M | 0.4% |
14,704
-26
| -0.2% | -$4.45K |
|
61
Intel
INTC
$455B
| $2.59M | 0.39% |
43,308
-2,310
| -5% | -$129K |
|
62
Pfizer
PFE
$143B
| $2.57M | 0.39% |
69,120
+24,498
| +55% | +$873K |
|
63
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
| $2.44M | 0.37% |
+78,092
| New | +$2.42M |
|
64
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
| $2.38M | 0.36% |
23,857
-158
| -0.7% | -$15.8K |
|
65
Walt Disney
DIS
$167B
| $2.37M | 0.36% |
16,410
+3,424
| +26% | +$478K |
|
66
AT&T
T
$159B
| $2.37M | 0.35% |
80,184
-3,678
| -4% | -$106K |
|
67
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
| $2.27M | 0.34% |
16,560
+419
| +3% | +$55.5K |
|
|
NTG
68
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $2.24M | 0.34% |
20,429
+13,546
| +197% | +$1.49M |
|
69
Roper Technologies
ROP
$38.8B
| $2.24M | 0.34% |
6,316
-11
| -0.2% | -$3.8K |
|
70
SPDR Gold Trust
GLD
$131B
| $2.21M | 0.33% |
15,484
+379
| +3% | +$53K |
|
71
Viasat
VSAT
$10.6B
| $2.17M | 0.33% |
+29,721
| New | +$2.13M |
|
72
Cisco
CSCO
$457B
| $2.16M | 0.32% |
45,004
+22,084
| +96% | +$1.03M |
|
73
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $2.11M | 0.32% |
56,169
-14,751
| -21% | -$550K |
|
74
Coca-Cola
KO
$377B
| $2.08M | 0.31% |
37,580
+16,245
| +76% | +$873K |
|
75
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $2.04M | 0.31% |
44,536
+27,386
| +160% | +$1.17M |
|
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B. Riley Wealth Management's Q4 2019 Portfolio in Review
As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.
- B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
- B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
- B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
- B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
- B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
- B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
- B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.
Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.