We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$651K
AUM Growth
-$576M
Cap. Flow
-$6.78M
Cap. Flow %
-1,042.19%
Top 10 Hldgs %
32.66%
Holding
450
New
53
Increased
120
Reduced
182
Closed
55

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.55M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$2.86M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$2.02M
5
ALTG icon
Alta Equipment Group
ALTG
+$1.97M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.42M
2
GLD icon
SPDR Gold Trust
GLD
+$1.73M
3
VTV icon
Vanguard Value ETF
VTV
+$1.52M
4
HON icon
Honeywell
HON
+$1.51M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 8.01%
2 Consumer Discretionary 4.49%
3 Financials 3.81%
4 Energy 3.49%
5 Healthcare 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
51
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.62K 0.4%
71,051
+32,722
+85% +$1.2M
PFLT icon
52
PennantPark Floating Rate Capital
PFLT
$698M
$2.61K 0.4%
226,011
+33,167
+17% +$409K
SHY icon
53
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.51K 0.39%
29,620
+3,608
+14% +$304K
UNP icon
54
Union Pacific
UNP
$174B
$2.5K 0.38%
14,763
-491
-3% -$84.1K
VBR icon
55
Vanguard Small-Cap Value ETF
VBR
$37.2B
$2.45K 0.38%
18,766
+145
+0.8% +$18.9K
UNH icon
56
UnitedHealth
UNH
$382B
$2.33K 0.36%
9,568
+254
+3% +$61.1K
ROP icon
57
Roper Technologies
ROP
$40.4B
$2.31K 0.36%
6,314
-377
-6% -$134K
LDUR icon
58
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$2.3K 0.35%
22,925
-1,070
-4% -$107K
SPLK
59
DELISTED
Splunk Inc
SPLK
$2.25K 0.35%
17,885
+10,816
+153% +$1.37M
NKE icon
60
Nike
NKE
$64.1B
$2.23K 0.34%
26,537
+2,092
+9% +$176K
SLB icon
61
SLB Ltd
SLB
$72.7B
$2.21K 0.34%
55,722
-12,957
-19% -$522K
INTC icon
62
Intel
INTC
$413B
$2.18K 0.34%
45,539
-8,491
-16% -$421K
IWS icon
63
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$2.08K 0.32%
23,287
+399
+2% +$35K
DOCU
64
DocuSign
DOCU
$11.1B
$2.05K 0.31%
41,210
-2,843
-6% -$152K
RSG icon
65
Republic Services
RSG
$67.4B
$1.98K 0.3%
22,818
-4,432
-16% -$369K
ALTG icon
66
Alta Equipment Group
ALTG
$194M
$1.97K 0.3%
+201,664
New +$1.97M
IEF icon
67
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.95K 0.3%
17,732
-2,746
-13% -$294K
JMBS icon
68
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.74B
$1.93K 0.3%
37,053
+26,076
+238% +$1.34M
PFE icon
69
Pfizer
PFE
$143B
$1.89K 0.29%
45,909
-1,405
-3% -$55.8K
LDP icon
70
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$1.83K 0.28%
73,540
-990
-1% -$24K
DSL
71
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.82K 0.28%
91,148
+500
+0.6% +$10.1K
JPM icon
72
JPMorgan Chase
JPM
$916B
$1.8K 0.28%
16,097
-314
-2% -$34.6K
PG icon
73
Procter & Gamble
PG
$340B
$1.78K 0.27%
16,236
-1,624
-9% -$173K
BRK.B icon
74
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.75K 0.27%
8,217
-152
-2% -$31.5K
TEL icon
75
TE Connectivity
TEL
$60B
$1.74K 0.27%
18,212
-62
-0.3% -$5.59K
1 2
3
4 5

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, B. Riley Wealth Management held 450 positions worth $651K, down 100% from $577M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

B. Riley Wealth Management withdrew a net $6.78M in Q2 2019, closing 55 positions and reducing 182 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $3.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, B. Riley Wealth Management opened a new position in First Trust Capital Strength ETF worth $2.93K.

  • B. Riley Wealth Management's largest Q2 2019 buy was First Trust Capital Strength ETF: 51,910 shares worth $2.93K.
  • B. Riley Wealth Management added most to ExxonMobil in Q2 2019, an estimated $3.55M increase.
  • B. Riley Wealth Management's biggest Q2 2019 reduction was SPDR Gold Trust, cutting an estimated $1.73M.
  • B. Riley Wealth Management fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2019, selling an estimated $3.42M.
  • B. Riley Wealth Management's ten largest holdings make up 33% of its $651K portfolio in Q2 2019.
  • B. Riley Wealth Management opened 53 new positions and closed 55 in Q2 2019.
  • B. Riley Wealth Management's portfolio value fell 100% quarter-over-quarter to $651K.

Based on B. Riley Wealth Management's 13F filing for Q2 2019, filed 14 Aug 2019.