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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+12.3%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$577M
AUM Growth
+$99.8M
Cap. Flow
+$45.4M
Cap. Flow %
7.87%
Top 10 Hldgs %
25.89%
Holding
446
New
97
Increased
162
Reduced
108
Closed
49

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.77M
2
HD icon
Home Depot
HD
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.91M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.88M
5
GLD icon
SPDR Gold Trust
GLD
+$1.88M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$9.65M
2
CLVT icon
Clarivate
CLVT
+$1.81M
3
BAC icon
Bank of America
BAC
+$1.77M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.55M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Consumer Discretionary 5.04%
3 Communication Services 4.46%
4 Healthcare 3.81%
5 Financials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
51
Thermo Fisher Scientific
TMO
$213B
$2.72M 0.47%
9,948
-198
-2% -$49.3K
GLD icon
52
SPDR Gold Trust
GLD
$131B
$2.69M 0.47%
22,022
+15,279
+227% +$1.88M
UNP icon
53
Union Pacific
UNP
$174B
$2.55M 0.44%
15,254
-93
-0.6% -$15K
PFLT icon
54
PennantPark Floating Rate Capital
PFLT
$689M
$2.47M 0.43%
192,844
+1,178
+0.6% +$15.1K
VBR icon
55
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$2.4M 0.42%
18,621
+2,440
+15% +$310K
LDUR icon
56
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$2.39M 0.42%
23,995
-1,237
-5% -$123K
UNH icon
57
UnitedHealth
UNH
$376B
$2.3M 0.4%
9,314
+2,263
+32% +$577K
ROP icon
58
Roper Technologies
ROP
$38.8B
$2.29M 0.4%
6,691
-75
-1% -$22.8K
DOCU
59
DocuSign
DOCU
$10.5B
$2.28M 0.4%
44,053
-7,413
-14% -$378K
XOM icon
60
ExxonMobil
XOM
$644B
$2.28M 0.4%
28,233
+6,603
+31% +$503K
BA icon
61
Boeing
BA
$171B
$2.21M 0.38%
5,791
+3,553
+159% +$1.37M
RSG icon
62
Republic Services
RSG
$64.8B
$2.19M 0.38%
27,250
-500
-2% -$38.5K
SHY icon
63
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$2.19M 0.38%
26,012
+22,510
+643% +$1.88M
IEF icon
64
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$2.18M 0.38%
20,478
+17,933
+705% +$1.88M
MNTV
65
DELISTED
Momentive Global Inc. Common Stock
MNTV
$2.09M 0.36%
+114,897
New +$1.62M
NKE icon
66
Nike
NKE
$61.9B
$2.06M 0.36%
24,445
+234
+1% +$19.3K
NFLX icon
67
Netflix
NFLX
$299B
$2.01M 0.35%
56,410
+16,740
+42% +$580K
IWS icon
68
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.99M 0.34%
22,888
+2,483
+12% +$209K
PFE icon
69
Pfizer
PFE
$143B
$1.91M 0.33%
47,314
+4,170
+10% +$167K
BIL icon
70
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.89M 0.33%
20,621
+12,253
+146% +$1.12M
AVGO icon
71
Broadcom
AVGO
$1.85T
$1.88M 0.33%
62,560
-1,140
-2% -$30.9K
PG icon
72
Procter & Gamble
PG
$336B
$1.86M 0.32%
17,860
+936
+6% +$91.1K
DSL
73
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.81M 0.31%
90,648
+8,222
+10% +$159K
LDP icon
74
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.76M 0.31%
74,530
+20,570
+38% +$480K
T icon
75
AT&T
T
$159B
$1.75M 0.3%
73,988
+15,838
+27% +$364K
1 2
3
4 5

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HIH
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B. Riley Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Management held 446 positions worth $577M, up 21% from $477M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $45.4M of net new capital in Q1 2019, opening 97 new positions and adding to 162 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $9.65M trimmed.

  • B. Riley Wealth Management's largest Q1 2019 buy was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2019, an estimated $2.14M increase.
  • B. Riley Wealth Management's biggest Q1 2019 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $9.65M.
  • B. Riley Wealth Management fully exited Clarivate in Q1 2019, selling an estimated $1.81M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $577M portfolio in Q1 2019.
  • B. Riley Wealth Management opened 97 new positions and closed 49 in Q1 2019.
  • B. Riley Wealth Management's portfolio value rose 21% quarter-over-quarter to $577M.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.