We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
51
Union Pacific
UNP
$174B
$2.12M 0.44%
15,347
-929
-6% -$138K
DOCU
52
DocuSign
DOCU
$10.4B
$2.06M 0.43%
+51,466
New +$2.16M
SLB icon
53
SLB Ltd
SLB
$73.3B
$2.06M 0.43%
57,026
+53,435
+1,488% +$2.64M
MDY icon
54
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$2.05M 0.43%
6,777
+3,644
+116% +$1.21M
DWM icon
55
WisdomTree International Equity Fund
DWM
$678M
$2.02M 0.42%
43,406
+6,513
+18% +$321K
RSG icon
56
Republic Services
RSG
$64.8B
$2M 0.42%
27,750
-87
-0.3% -$6.37K
VBR icon
57
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$1.85M 0.39%
16,181
+159
+1% +$20.1K
GSY icon
58
Invesco Ultra Short Duration ETF
GSY
$3.86B
$1.83M 0.38%
36,577
+31,327
+597% +$1.57M
CLVT icon
59
Clarivate
CLVT
$1.26B
$1.81M 0.38%
+190,000
New +$1.82M
ROP icon
60
Roper Technologies
ROP
$38.6B
$1.8M 0.38%
6,766
-375
-5% -$106K
NKE icon
61
Nike
NKE
$61.8B
$1.79M 0.38%
24,211
-653
-3% -$48.9K
PFE icon
62
Pfizer
PFE
$143B
$1.79M 0.37%
43,144
+5,587
+15% +$232K
UNH icon
63
UnitedHealth
UNH
$380B
$1.76M 0.37%
7,051
+5,366
+318% +$1.42M
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$121B
$1.73M 0.36%
52,752
+26,992
+105% +$952K
FLOT icon
65
iShares Floating Rate Bond ETF
FLOT
$10.2B
$1.71M 0.36%
+34,042
New +$1.73M
AVGO icon
66
Broadcom
AVGO
$1.85T
$1.62M 0.34%
63,700
-1,020
-2% -$24.1K
JPM icon
67
JPMorgan Chase
JPM
$939B
$1.57M 0.33%
16,039
+3,191
+25% +$340K
IWS icon
68
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$1.56M 0.33%
20,405
+1,468
+8% +$123K
PG icon
69
Procter & Gamble
PG
$335B
$1.55M 0.33%
16,924
+851
+5% +$76.1K
APH icon
70
Amphenol
APH
$198B
$1.49M 0.31%
73,424
+236
+0.3% +$5.07K
XOM icon
71
ExxonMobil
XOM
$637B
$1.48M 0.31%
21,630
+6,195
+40% +$486K
IDV icon
72
iShares International Select Dividend ETF
IDV
$8.43B
$1.45M 0.3%
+50,570
New +$1.55M
BRMK
73
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.45M 0.3%
+145,000
New +$1.43M
VIG icon
74
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.44M 0.3%
+14,733
New +$1.54M
BRK.B icon
75
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.43M 0.3%
7,011
+2,632
+60% +$550K
1 2
3
4 5

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.