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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
51
Kinder Morgan
KMI
$70.9B
$415K 0.59%
15,014
+803
+6% +$26.6K
RTN
52
DELISTED
Raytheon Company
RTN
$405K 0.57%
3,708
+9
+0.2% +$940
CMI icon
53
Cummins
CMI
$83.6B
$404K 0.57%
3,727
-12
-0.3% -$1.48K
ITW icon
54
Illinois Tool Works
ITW
$84.1B
$396K 0.56%
4,821
+123
+3% +$10.8K
IWB icon
55
iShares Russell 1000 ETF
IWB
$47.1B
$396K 0.56%
3,708
+250
+7% +$28.4K
JNJ icon
56
Johnson & Johnson
JNJ
$640B
$394K 0.56%
4,227
+21
+0.5% +$2.03K
XOM icon
57
ExxonMobil
XOM
$650B
$393K 0.56%
5,294
-470
-8% -$36.2K
O icon
58
Realty Income
O
$61.1B
$387K 0.55%
8,442
-17
-0.2% -$767
THRM icon
59
Gentherm
THRM
$1.32B
$386K 0.55%
8,600
-2,000
-19% -$95.8K
F icon
60
Ford
F
$60.9B
$384K 0.54%
28,340
+10,555
+59% +$151K
IJR icon
61
iShares Core S&P Small-Cap ETF
IJR
$109B
$383K 0.54%
7,190
– –
QQXT icon
62
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
$381K 0.54%
+9,965
New +$414K
IVV icon
63
iShares Core S&P 500 ETF
IVV
$858B
$380K 0.54%
1,974
– –
RWM icon
64
ProShares Short Russell2000
RWM
$133M
$380K 0.54%
+5,850
New +$355K
MAN icon
65
ManpowerGroup
MAN
$2.6B
$377K 0.53%
4,613
-24
-0.5% -$2.14K
LMT icon
66
Lockheed Martin
LMT
$131B
$356K 0.5%
1,722
+12
+0.7% +$2.44K
SPR
67
DELISTED
Spirit AeroSystems
SPR
$355K 0.5%
7,348
-38
-0.5% -$2.02K
JKHY icon
68
Jack Henry & Associates
JKHY
$11.4B
$354K 0.5%
5,093
-27
-0.5% -$1.86K
XLE icon
69
State Street Energy Select Sector SPDR ETF
XLE
$39B
$352K 0.5%
11,506
-400
-3% -$13.5K
BSJI
70
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$348K 0.49%
14,145
– –
SPSB icon
71
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$347K 0.49%
11,400
– –
UNP icon
72
Union Pacific
UNP
$174B
$345K 0.49%
3,910
-2,086
-35% -$190K
ABBV icon
73
AbbVie
ABBV
$465B
$339K 0.48%
6,233
+1,512
+32% +$98.4K
VOE icon
74
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$339K 0.48%
4,078
-33
-0.8% -$2.93K
KO icon
75
Coca-Cola
KO
$383B
$338K 0.48%
8,441
-157
-2% -$6.29K
1 2
3
4 5

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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.