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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
51
American International
AIG
$42.5B
$520K 0.43%
9,296
+1,200
+15% +$64.4K
ENLC
52
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$496K 0.41%
13,960
– –
EMES
53
DELISTED
Emerge Energy Services LP
EMES
$493K 0.4%
9,138
+5,061
+124% +$380K
CVX icon
54
Chevron
CVX
$382B
$490K 0.4%
4,375
+133
+3% +$15.1K
ETP
55
DELISTED
Energy Transfer Partners L.p.
ETP
$481K 0.39%
7,402
+3,200
+76% +$205K
XOM icon
56
ExxonMobil
XOM
$650B
$478K 0.39%
5,174
-1,065
-17% -$99.3K
COST icon
57
Costco
COST
$432B
$476K 0.39%
3,365
-126
-4% -$17.1K
XTN icon
58
State Street SPDR S&P Transportation ETF
XTN
$390M
$476K 0.39%
8,782
– –
IWS icon
59
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$473K 0.39%
6,418
+32
+0.5% +$2.3K
VTWO icon
60
Vanguard Russell 2000 ETF
VTWO
$17.2B
$440K 0.36%
+9,222
New +$424K
PKW icon
61
Invesco BuyBack Achievers ETF
PKW
$1.72B
$437K 0.36%
9,100
-869
-9% -$40K
SBUX icon
62
Starbucks
SBUX
$119B
$429K 0.35%
10,468
+682
+7% +$26.6K
JNJ icon
63
Johnson & Johnson
JNJ
$640B
$428K 0.35%
4,100
-65
-2% -$6.85K
ORLY icon
64
O'Reilly Automotive
ORLY
$75.1B
$426K 0.35%
33,210
-3,810
-10% -$44.6K
SLB icon
65
SLB Ltd
SLB
$72.7B
$424K 0.35%
4,966
-2,900
-37% -$267K
ATVI
66
DELISTED
Activision Blizzard
ATVI
$424K 0.35%
21,075
-14,800
-41% -$299K
DATA
67
DELISTED
Tableau Software, Inc.
DATA
$423K 0.35%
+5,000
New +$398K
ITW icon
68
Illinois Tool Works
ITW
$84.1B
$415K 0.34%
4,393
-457
-9% -$41.6K
MON
69
DELISTED
Monsanto Co
MON
$415K 0.34%
3,474
-202
-5% -$23.5K
GOOG icon
70
Alphabet (Google) Class C
GOOG
$4.11T
$414K 0.34%
15,743
+1,664
+12% +$44.6K
DD
71
DELISTED
Du Pont De Nemours E I
DD
$413K 0.34%
5,895
-73
-1% -$4.88K
OIL
72
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$409K 0.33%
32,665
+15,980
+96% +$283K
IJR icon
73
iShares Core S&P Small-Cap ETF
IJR
$109B
$408K 0.33%
7,162
+16
+0.2% +$873
RTN
74
DELISTED
Raytheon Company
RTN
$398K 0.33%
3,683
+209
+6% +$21.6K
BAC icon
75
Bank of America
BAC
$429B
$389K 0.32%
21,776
-491
-2% -$8.4K
1 2
3
4 5

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.