BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
-3.8%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$1.3B
AUM Growth
+$1.3B
Cap. Flow
-$97.5M
Cap. Flow %
-7.51%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
264
Reduced
253
Closed
95

Top Buys

1
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.43M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.66M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$3.84M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$2.66M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
$2.65M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$16M
2
AMGN icon
Amgen
AMGN
$15.5M
3
BAC icon
Bank of America
BAC
$11.3M
4
JPM icon
JPMorgan Chase
JPM
$11.3M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.42%
3 Consumer Discretionary 7.64%
4 Industrials 5.34%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SLV icon
701
iShares Silver Trust
SLV
$20.2B
– –
-10,475
Closed -$225K
SMSI icon
702
Smith Micro Software
SMSI
$15.2M
– –
-18,000
Closed -$89K
SNAP icon
703
Snap
SNAP
$12.3B
– –
-8,296
Closed -$390K
SPLV icon
704
Invesco S&P 500 Low Volatility ETF
SPLV
$7.97B
– –
-3,498
Closed -$219K
SPOT icon
705
Spotify
SPOT
$143B
– –
-1,698
Closed -$397K
TAP icon
706
Molson Coors Class B
TAP
$9.85B
– –
-4,822
Closed -$223K
TDOC icon
707
Teladoc Health
TDOC
$1.37B
– –
-2,779
Closed -$255K
TEAM icon
708
Atlassian
TEAM
$44.8B
– –
-567
Closed -$216K
TEL icon
709
TE Connectivity
TEL
$60.9B
– –
-1,370
Closed -$221K
TFI icon
710
SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.2B
– –
-7,457
Closed -$372K
TXMD icon
711
TherapeuticsMD
TXMD
$12.7M
– –
-135,000
Closed -$48K
U icon
712
Unity
U
$16.5B
– –
-1,777
Closed -$254K
UBS icon
713
UBS Group
UBS
$126B
– –
-24,647
Closed -$440K
VAW icon
714
Vanguard Materials ETF
VAW
$2.86B
– –
-10,973
Closed -$2.16M
VCR icon
715
Vanguard Consumer Discretionary ETF
VCR
$6.38B
– –
-6,756
Closed -$2.3M
VIS icon
716
Vanguard Industrials ETF
VIS
$6.05B
– –
-10,308
Closed -$2.09M
VOD icon
717
Vodafone
VOD
$28.2B
– –
-17,678
Closed -$264K
VTWV icon
718
Vanguard Russell 2000 Value ETF
VTWV
$819M
– –
-1,488
Closed -$218K
WDC icon
719
Western Digital
WDC
$29.8B
– –
-3,268
Closed -$213K
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