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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFI icon
701
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
– –
-7,457
Closed -$372K
TXMD icon
702
TherapeuticsMD
TXMD
$24M
– –
-2,700
Closed -$48K
U icon
703
Unity
U
$18.9B
– –
-1,777
Closed -$254K
UBS icon
704
UBS Group
UBS
$176B
– –
-24,647
Closed -$440K
VAW icon
705
Vanguard Materials ETF
VAW
$3.13B
– –
-10,973
Closed -$2.16M
VCR icon
706
Vanguard Consumer Discretionary ETF
VCR
$6.33B
– –
-6,756
Closed -$2.3M
VIS icon
707
Vanguard Industrials ETF
VIS
$8.39B
– –
-10,308
Closed -$2.09M
VOD icon
708
Vodafone
VOD
$37.4B
– –
-17,678
Closed -$264K
VTWV icon
709
Vanguard Russell 2000 Value ETF
VTWV
$1.31B
– –
-1,488
Closed -$218K
WBD icon
710
Warner Bros
WBD
$67.1B
– –
-8,600
Closed -$202K
WDC icon
711
Western Digital
WDC
$150B
– –
-4,324
Closed -$213K
YETI icon
712
Yeti Holdings
YETI
$3.95B
– –
-2,708
Closed -$224K
ZM icon
713
Zoom
ZM
$30.6B
– –
-1,920
Closed -$353K
ASXC
714
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-10,125
Closed -$11K
FNI
715
DELISTED
First Trust Chindia ETF
FNI
– –
-23,488
Closed -$1.12M
TWTR
716
DELISTED
Twitter, Inc.
TWTR
– –
-7,049
Closed -$305K
EMWP
717
DELISTED
Eros Media World PLC
EMWP
– –
-1,000
Closed -$5K
JCO
718
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
– –
-12,878
Closed -$104K
RDS.B
719
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-7,870
Closed -$341K
25 26 27 28
29

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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.