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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGD
676
DELISTED
New Gold Inc
NGD
– –
-30,000
Closed -$32K
OPEN icon
677
Opendoor
OPEN
$3.34B
– –
-35,437
Closed -$704K
PAYC icon
678
Paycom
PAYC
$10.2B
– –
-477
Closed -$236K
PGHY icon
679
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
– –
-38,770
Closed -$842K
PGR icon
680
Progressive
PGR
$125B
– –
-2,533
Closed -$229K
PINS icon
681
Pinterest
PINS
$13.1B
– –
-8,701
Closed -$443K
POCT icon
682
Innovator US Equity Power Buffer ETF October
POCT
$971M
– –
-13,091
Closed -$384K
PSFE icon
683
Paysafe
PSFE
$383M
– –
-1,028
Closed -$96K
QQEW icon
684
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
– –
-5,250
Closed -$584K
RH icon
685
RH
RH
$3.56B
– –
-318
Closed -$212K
RIGS icon
686
ALPS Strategic Income Fund
RIGS
$60.6M
– –
-14,846
Closed -$367K
RPV icon
687
Invesco S&P 500 Pure Value ETF
RPV
$1.67B
– –
-16,316
Closed -$1.24M
FLNA
688
Filana Therapeutics
FLNA
$46.4M
– –
-4,115
Closed -$255K
SE icon
689
Sea Limited
SE
$68.3B
– –
-1,381
Closed -$440K
SEDG icon
690
SolarEdge
SEDG
$1.99B
– –
-1,095
Closed -$290K
SHV icon
691
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-15,940
Closed -$1.76M
UCON icon
692
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
– –
-19,438
Closed -$517K
USAU icon
693
US Gold Corp
USAU
$248M
– –
-11,750
Closed -$120K
VXRT
694
DELISTED
Vaxart
VXRT
– –
-48,621
Closed -$387K
W icon
695
Wayfair
W
$14.5B
– –
-1,167
Closed -$298K
XHS icon
696
State Street SPDR S&P Health Care Services ETF
XHS
$203M
– –
-2,225
Closed -$232K
Z icon
697
Zillow
Z
$7.2B
– –
-2,511
Closed -$221K
ZG icon
698
Zillow
ZG
$7.32B
– –
-3,425
Closed -$303K
ITI
699
DELISTED
Iteris, Inc.
ITI
– –
-36,490
Closed -$193K
SPLK
700
DELISTED
Splunk Inc
SPLK
– –
-15,540
Closed -$2.25M
25 26 27
28
29

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PGF
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.