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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASXC
651
DELISTED
Asensus Surgical, Inc.
ASXC
$11K ﹤0.01%
+10,125
New +$15.6K
CELUW
652
DELISTED
Celularity Inc
CELUW
$9K ﹤0.01%
10,000
– –
EMWP
653
DELISTED
Eros Media World PLC
EMWP
$5K ﹤0.01%
+1,000
New +$11.4K
ARKF icon
654
ARK Blockchain & Fintech Innovation ETF
ARKF
$750M
– –
-4,868
Closed -$240K
ASC icon
655
Ardmore Shipping
ASC
$695M
– –
-50,000
Closed -$208K
BMEZ icon
656
BlackRock Health Sciences Trust II
BMEZ
$982M
– –
-8,659
Closed -$234K
CGO
657
Calamos Global Total Return Fund
CGO
$128M
– –
-12,038
Closed -$191K
CURI icon
658
CuriosityStream
CURI
$159M
– –
-19,399
Closed -$204K
DKNG icon
659
DraftKings
DKNG
$11B
– –
-16,068
Closed -$774K
DLY
660
DoubleLine Yield Opportunities Fund
DLY
$683M
– –
-11,926
Closed -$228K
EMD
661
Western Asset Emerging Markets Debt Fund
EMD
$616M
– –
-26,486
Closed -$360K
EMQQ icon
662
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$277M
– –
-9,848
Closed -$488K
FINX icon
663
Global X FinTech ETF
FINX
$171M
– –
-4,425
Closed -$212K
FPFD icon
664
Fidelity Preferred Securities & Income ETF
FPFD
$80.8M
– –
-30,521
Closed -$772K
FSLY icon
665
Fastly Inc
FSLY
$3.55B
– –
-10,055
Closed -$407K
FVRR icon
666
Fiverr
FVRR
$331M
– –
-1,194
Closed -$218K
GAIA icon
667
Gaia
GAIA
$48.1M
– –
-10,800
Closed -$102K
GNPX icon
668
Genprex
GNPX
$2.24M
– –
0
– -$45K
HNRG icon
669
Hallador Energy
HNRG
$698M
– –
-12,800
Closed -$38K
IBB icon
670
iShares Biotechnology ETF
IBB
$9.53B
– –
-1,438
Closed -$232K
INMD icon
671
InMode
INMD
$869M
– –
-3,122
Closed -$249K
INSE icon
672
Inspired Entertainment
INSE
$177M
– –
-10,100
Closed -$118K
LUV icon
673
Southwest Airlines
LUV
$23B
– –
-9,082
Closed -$467K
MOAT icon
674
VanEck Morningstar Wide Moat ETF
MOAT
$12.1B
– –
-2,918
Closed -$214K
NEM icon
675
Newmont
NEM
$111B
– –
-4,776
Closed -$259K
25 26
27
28 29

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.