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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDBX
626
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$107K 0.01%
+14,500
New +$162K
DBRG icon
627
DigitalBridge
DBRG
$2.95B
$104K 0.01%
+3,112
New +$92.6K
JCO
628
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$104K 0.01%
12,878
-33,932
-72% -$276K
SACH
629
Sachem Capital Corp
SACH
$39.8M
$103K 0.01%
17,658
+154
+0.9% +$888
IDN icon
630
Intellicheck
IDN
$76.8M
$97K 0.01%
21,000
-3,544
-14% -$24.4K
NG icon
631
NovaGold Resources
NG
$3.03B
$89K 0.01%
13,000
+1,070
+9% +$7.81K
SMSI icon
632
Smith Micro Software
SMSI
$15.7M
$89K 0.01%
450
– –
IVR icon
633
Invesco Mortgage Capital
IVR
$758M
$88K 0.01%
3,175
+69
+2% +$2.14K
GILT icon
634
Gilat Satellite Networks
GILT
$852M
$87K 0.01%
12,286
-325
-3% -$2.54K
NRO
635
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$84K 0.01%
16,768
-1,048
-6% -$5.02K
DERM icon
636
Journey Medical
DERM
$180M
$81K 0.01%
+15,000
New +$109K
VRAY
637
DELISTED
ViewRay, Inc.
VRAY
$79K 0.01%
14,250
– –
AMRN
638
Amarin Corp
AMRN
$301M
$74K 0.01%
1,105
+85
+8% +$7.04K
CIK
639
Credit Suisse Asset Management Income Fund
CIK
$133M
$64K ﹤0.01%
18,700
– –
MAMA icon
640
Mama's Creations
MAMA
$851M
$62K ﹤0.01%
30,900
– –
WTI icon
641
W&T Offshore
WTI
$497M
$55K ﹤0.01%
16,962
– –
ANIX icon
642
Anixa Biosciences
ANIX
$117M
$50K ﹤0.01%
17,000
+5,000
+42% +$20.2K
BTCY
643
DELISTED
Biotricity, Inc. Common Stock
BTCY
$50K ﹤0.01%
+2,083
New +$49.1K
TXMD icon
644
TherapeuticsMD
TXMD
$24.2M
$48K ﹤0.01%
2,700
+2,404
+812% +$72K
DVLT
645
Datavault AI
DVLT
$270M
$40K ﹤0.01%
2
+1
+100% +$31.7K
GGN
646
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$801M
$38K ﹤0.01%
10,000
– –
SANW
647
DELISTED
S&W Seed Co
SANW
$36K ﹤0.01%
702
-936
-57% -$54.6K
ELOX
648
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
$34K ﹤0.01%
+1,213
New +$52.9K
IMDX
649
Insight Molecular Diagnostics
IMDX
$155M
$33K ﹤0.01%
750
+50
+7% +$2.88K
EXTN
650
DELISTED
Exterran Corporation
EXTN
$30K ﹤0.01%
10,000
– –
24 25
26
27 28

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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.