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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNPX icon
626
Genprex
GNPX
$2.22M
– –
0
– –
EXTN
627
DELISTED
Exterran Corporation
EXTN
$44K ﹤0.01%
10,000
– –
DVLT
628
Datavault AI
DVLT
$264M
$41K ﹤0.01%
+1
New +$50K
HNRG icon
629
Hallador Energy
HNRG
$691M
$38K ﹤0.01%
+12,800
New +$33.4K
GGN
630
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$37K ﹤0.01%
10,000
– –
NGD
631
DELISTED
New Gold Inc
NGD
$32K ﹤0.01%
+30,000
New +$41.3K
CELUW
632
DELISTED
Celularity Inc
CELUW
$12K ﹤0.01%
10,000
– –
TXMD icon
633
TherapeuticsMD
TXMD
$24.3M
$11K ﹤0.01%
+296
New +$13.1K
ADC icon
634
Agree Realty
ADC
$9.49B
– –
-3,367
Closed -$237K
AHT
635
Ashford Hospitality Trust
AHT
$20.7M
– –
-293
Closed -$133K
ARKQ icon
636
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.07B
– –
-2,400
Closed -$207K
BIL icon
637
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
– –
-4,925
Closed -$450K
BYND icon
638
Beyond Meat
BYND
$285M
– –
-3,625
Closed -$571K
CTXR icon
639
Citius Pharmaceuticals
CTXR
$18M
– –
-760
Closed -$66K
EPRF icon
640
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.1M
– –
-19,711
Closed -$483K
IFV icon
641
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
– –
-23,950
Closed -$1.08M
LMND icon
642
Lemonade
LMND
$4.15B
– –
-3,651
Closed -$399K
MCHI icon
643
iShares MSCI China ETF
MCHI
$6.37B
– –
-3,231
Closed -$266K
NIO icon
644
NIO
NIO
$11.7B
– –
-8,369
Closed -$445K
OGN icon
645
Organon & Co
OGN
$3.56B
– –
-10,479
Closed -$317K
POOL icon
646
Pool Corp
POOL
$7.49B
– –
-449
Closed -$206K
RFMZ
647
RiverNorth Flexible Municipal Income Fund II
RFMZ
$320M
– –
-14,173
Closed -$289K
RNG icon
648
RingCentral
RNG
$5.37B
– –
-1,026
Closed -$298K
RRC icon
649
Range Resources
RRC
$9B
– –
-20,500
Closed -$344K
RZV icon
650
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$301M
– –
-2,226
Closed -$211K
23 24 25
26
27

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.