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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVR icon
601
Invesco Mortgage Capital
IVR
$805M
$74K 0.01%
3,267
+92
+3% +$2.26K
MFM
602
Aberdeen Municipal Income Fund
MFM
$224M
$68K 0.01%
+11,075
New +$71.6K
AMRN
603
Amarin Corp
AMRN
$303M
$65K 0.01%
995
-110
-10% -$7.26K
EXTN
604
DELISTED
Exterran Corporation
EXTN
$62K ﹤0.01%
10,000
– –
MAMA icon
605
Mama's Creations
MAMA
$833M
$61K ﹤0.01%
36,490
+5,590
+18% +$9.98K
WTI icon
606
W&T Offshore
WTI
$518M
$53K ﹤0.01%
14,000
-2,962
-17% -$13.1K
NCZ
607
Virtus Convertible & Income Fund II
NCZ
$301M
$52K ﹤0.01%
+3,000
New +$54K
CIK
608
Credit Suisse Asset Management Income Fund
CIK
$134M
$51K ﹤0.01%
16,700
-2,000
-11% -$6.39K
DNA icon
609
Ginkgo Bioworks
DNA
$521M
$48K ﹤0.01%
+298
New +$58K
VRAY
610
DELISTED
ViewRay, Inc.
VRAY
$45K ﹤0.01%
11,500
-2,750
-19% -$11.7K
ANIX icon
611
Anixa Biosciences
ANIX
$116M
$44K ﹤0.01%
16,200
-800
-5% -$2.35K
IDN icon
612
Intellicheck
IDN
$79.6M
$41K ﹤0.01%
16,000
-5,000
-24% -$18.2K
SBEV.WS
613
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$39K ﹤0.01%
+38,500
New +$35.3K
FTK icon
614
Flotek Industries
FTK
$1.28B
$34K ﹤0.01%
+4,500
New +$32.1K
BTCY
615
DELISTED
Biotricity, Inc. Common Stock
BTCY
$28K ﹤0.01%
2,083
– –
RDBX
616
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$24K ﹤0.01%
10,000
-4,500
-31% -$15.7K
DVLT
617
Datavault AI
DVLT
$263M
$23K ﹤0.01%
1
-1
-50% -$18.3K
IMDX
618
Insight Molecular Diagnostics
IMDX
$156M
$22K ﹤0.01%
750
– –
ELOX
619
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
$21K ﹤0.01%
938
-275
-23% -$5.41K
CMPX icon
620
Compass Therapeutics
CMPX
$387M
$20K ﹤0.01%
+14,918
New +$30.8K
NTBL
621
DELISTED
Notable Labs, Ltd. Ordinary Shares
NTBL
$20K ﹤0.01%
+343
New +$17.5K
GSAT icon
622
Globalstar
GSAT
$10.8B
$19K ﹤0.01%
+866
New +$14.7K
DS
623
DELISTED
Drive Shack Inc.
DS
$19K ﹤0.01%
+12,500
New +$17K
CELUW
624
DELISTED
Celularity Inc
CELUW
$14K ﹤0.01%
10,000
– –
AAXJ icon
625
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
– –
-22,924
Closed -$1.9M
23 24
25
26 27

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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.