BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.47%
This Quarter Est. Return
1 Year Est. Return
+3.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
721
New
Increased
Reduced
Closed

Top Buys

1
+$6.43M
2
+$5.66M
3
+$3.84M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.66M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.65M

Top Sells

1
+$16M
2
+$15.5M
3
+$11.3M
4
JPM icon
JPMorgan Chase
JPM
+$11.3M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVR icon
601
Invesco Mortgage Capital
IVR
$577M
$74K 0.01%
3,267
+92
MFM
602
MFS Municipal Income Trust
MFM
$220M
$68K 0.01%
+11,075
AMRN
603
Amarin Corp
AMRN
$323M
$65K 0.01%
995
-110
EXTN
604
DELISTED
Exterran Corporation
EXTN
$62K ﹤0.01%
10,000
MAMA icon
605
Mama's Creations
MAMA
$483M
$61K ﹤0.01%
36,490
+5,590
WTI icon
606
W&T Offshore
WTI
$244M
$53K ﹤0.01%
14,000
-2,962
NCZ
607
Virtus Convertible & Income Fund II
NCZ
$263M
$52K ﹤0.01%
+3,000
CIK
608
Credit Suisse Asset Management Income Fund
CIK
$155M
$51K ﹤0.01%
16,700
-2,000
DNA icon
609
Ginkgo Bioworks
DNA
$520M
$48K ﹤0.01%
+298
VRAY
610
DELISTED
ViewRay, Inc.
VRAY
$45K ﹤0.01%
11,500
-2,750
ANIX icon
611
Anixa Biosciences
ANIX
$138M
$44K ﹤0.01%
16,200
-800
IDN icon
612
Intellicheck
IDN
$124M
$41K ﹤0.01%
16,000
-5,000
SBEV.WS
613
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$39K ﹤0.01%
+38,500
FTK icon
614
Flotek Industries
FTK
$422M
$34K ﹤0.01%
+4,500
BTCY
615
DELISTED
Biotricity, Inc. Common Stock
BTCY
$28K ﹤0.01%
2,083
RDBX
616
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$24K ﹤0.01%
10,000
-4,500
DVLT
617
Datavault AI
DVLT
$536M
$23K ﹤0.01%
1
-1
IMDX
618
Insight Molecular Diagnostics
IMDX
$158M
$22K ﹤0.01%
750
ELOX
619
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
$21K ﹤0.01%
938
-275
CMPX icon
620
Compass Therapeutics
CMPX
$928M
$20K ﹤0.01%
+14,918
NTBL
621
DELISTED
Notable Labs, Ltd. Ordinary Shares
NTBL
$20K ﹤0.01%
+343
GSAT icon
622
Globalstar
GSAT
$7.76B
$19K ﹤0.01%
+866
DS
623
DELISTED
Drive Shack Inc.
DS
$19K ﹤0.01%
+12,500
CELUW icon
624
Celularity Inc
CELUW
$289K
$14K ﹤0.01%
10,000
AAXJ icon
625
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.15B
– –
-22,924
23 24
25
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