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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOS icon
601
Kosmos Energy
KOS
$1.47B
$173K 0.01%
+50,000
New +$179K
SDIG
602
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$173K 0.01%
+1,350
New +$282K
VKI icon
603
Invesco Advantage Municipal Income Trust II
VKI
$397M
$171K 0.01%
14,000
– –
RC
604
Ready Capital
RC
$279M
$166K 0.01%
10,626
+280
+3% +$4.36K
NFJ
605
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$165K 0.01%
10,300
-700
-6% -$10.9K
AMCR icon
606
Amcor
AMCR
$21.8B
$163K 0.01%
2,710
+201
+8% +$11.9K
BW icon
607
Babcock & Wilcox
BW
$1.4B
$159K 0.01%
17,601
+2,999
+21% +$24K
DPG
608
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$157K 0.01%
10,855
-925
-8% -$13K
ALTG icon
609
Alta Equipment Group
ALTG
$240M
$153K 0.01%
10,450
+300
+3% +$4.41K
PAA icon
610
Plains All American Pipeline
PAA
$16.6B
$141K 0.01%
15,051
+726
+5% +$7.29K
TURN
611
DELISTED
180 Degree Capital
TURN
$140K 0.01%
19,000
+5,500
+41% +$39.9K
JFR icon
612
Nuveen Floating Rate Income Fund
JFR
$1.24B
$139K 0.01%
+13,623
New +$139K
LUMN icon
613
Lumen
LUMN
$6.09B
$139K 0.01%
11,054
+1
+0% +$13
NOVN
614
DELISTED
Novan, Inc. Common Stock
NOVN
$138K 0.01%
33,150
+11,150
+51% +$66.8K
CDE icon
615
Coeur Mining
CDE
$16.1B
$137K 0.01%
27,240
-960
-3% -$5.77K
RWT
616
Redwood Trust
RWT
$573M
$137K 0.01%
10,417
+161
+2% +$2.18K
PFN
617
PIMCO Income Strategy Fund II
PFN
$702M
$133K 0.01%
13,928
+258
+2% +$2.52K
JHAA
618
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$133K 0.01%
13,337
-1,615
-11% -$16.1K
SVC
619
Service Properties Trust
SVC
$1.09B
$132K 0.01%
3,000
– –
PVLA
620
Palvella Therapeutics
PVLA
$2.23B
$129K 0.01%
425
+12
+3% +$3.84K
DCF
621
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$129K 0.01%
13,881
– –
LFMD icon
622
LifeMD
LFMD
$164M
$127K 0.01%
32,695
-16,350
-33% -$77.3K
PAGP icon
623
Plains GP Holdings
PAGP
$5.02B
$125K 0.01%
+12,324
New +$133K
SELF
624
Global Self Storage
SELF
$60.3M
$117K 0.01%
20,520
– –
GDL
625
GDL Fund
GDL
$92.2M
$107K 0.01%
+11,933
New +$107K
23 24
25
26 27

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PGF
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.