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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USAU icon
601
US Gold Corp
USAU
$258M
$120K 0.01%
11,750
– –
INSE icon
602
Inspired Entertainment
INSE
$173M
$118K 0.01%
+10,100
New +$118K
GILT icon
603
Gilat Satellite Networks
GILT
$845M
$113K 0.01%
+12,611
New +$123K
SELF
604
Global Self Storage
SELF
$58.7M
$106K 0.01%
20,520
+1,000
+5% +$5.2K
AMRN
605
Amarin Corp
AMRN
$304M
$104K 0.01%
1,020
+50
+5% +$4.91K
VRAY
606
DELISTED
ViewRay, Inc.
VRAY
$103K 0.01%
14,250
+3,750
+36% +$23.7K
GAIA icon
607
Gaia
GAIA
$49.1M
$102K 0.01%
+10,800
New +$114K
IVR icon
608
Invesco Mortgage Capital
IVR
$808M
$98K 0.01%
3,106
+60
+2% +$1.95K
TURN
609
DELISTED
180 Degree Capital
TURN
$98K 0.01%
+13,500
New +$102K
PSFE icon
610
Paysafe
PSFE
$387M
$96K 0.01%
1,028
+75
+8% +$8.59K
SACH
611
Sachem Capital Corp
SACH
$39.6M
$96K 0.01%
17,504
+4,406
+34% +$22.3K
BW icon
612
Babcock & Wilcox
BW
$1.39B
$94K 0.01%
+14,602
New +$102K
KYN icon
613
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$87K 0.01%
+10,831
New +$86.4K
SMSI icon
614
Smith Micro Software
SMSI
$15.8M
$87K 0.01%
+450
New +$91K
KBNT
615
DELISTED
Kubient, Inc. Common Stock
KBNT
$85K 0.01%
26,204
-24,700
-49% -$99.3K
NG icon
616
NovaGold Resources
NG
$3.17B
$82K 0.01%
11,930
– –
NRO
617
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$82K 0.01%
17,816
+1,048
+6% +$5.09K
SANW
618
DELISTED
S&W Seed Co
SANW
$81K 0.01%
+1,638
New +$95.7K
MAMA icon
619
Mama's Creations
MAMA
$825M
$74K 0.01%
+30,900
New +$80.7K
TRIT
620
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$72K 0.01%
12,275
-742
-6% -$4.04K
CIK
621
Credit Suisse Asset Management Income Fund
CIK
$134M
$65K 0.01%
+18,700
New +$65.1K
INFI
622
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$65K 0.01%
+19,000
New +$58.6K
WTI icon
623
W&T Offshore
WTI
$510M
$63K ﹤0.01%
16,962
– –
ANIX icon
624
Anixa Biosciences
ANIX
$115M
$57K ﹤0.01%
12,000
– –
IMDX
625
Insight Molecular Diagnostics
IMDX
$156M
$50K ﹤0.01%
+700
New +$64.3K
23 24
25
26 27

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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.