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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
576
Plains All American Pipeline
PAA
$16.1B
$159K 0.01%
14,741
-310
-2% -$3.32K
AMCR icon
577
Amcor
AMCR
$22.1B
$154K 0.01%
2,712
+2
+0.1% +$117
IIM icon
578
Invesco Value Municipal Income Trust
IIM
$598M
$153K 0.01%
11,000
– –
GLV
579
Clough Global Dividend & Income Fund
GLV
$78.1M
$152K 0.01%
+16,500
New +$160K
NFJ
580
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$151K 0.01%
10,500
+200
+2% +$2.9K
NS
581
DELISTED
NuStar Energy L.P.
NS
$149K 0.01%
+10,333
New +$167K
VKI icon
582
Invesco Advantage Municipal Income Trust II
VKI
$401M
$146K 0.01%
14,000
– –
CRPT icon
583
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$84.5M
$145K 0.01%
+10,100
New +$140K
GGN
584
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$137K 0.01%
34,000
+24,000
+240% +$92.5K
TURN
585
DELISTED
180 Degree Capital
TURN
$130K 0.01%
19,000
– –
SDIG
586
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$127K 0.01%
2,169
+819
+61% +$85.9K
RWT
587
Redwood Trust
RWT
$594M
$126K 0.01%
11,969
+1,552
+15% +$17.7K
JHAA
588
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$126K 0.01%
13,337
– –
LFMD icon
589
LifeMD
LFMD
$172M
$123K 0.01%
34,929
+2,234
+7% +$7.93K
DCF
590
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$118K 0.01%
13,881
– –
SELF
591
Global Self Storage
SELF
$58.8M
$115K 0.01%
20,520
– –
SEGG
592
Sports Entertainment Gaming Global Corp
SEGG
$8.25M
$112K 0.01%
25
-1
-4% -$5.73K
CDE icon
593
Coeur Mining
CDE
$17.9B
$109K 0.01%
24,590
-2,650
-10% -$12.6K
PVLA
594
Palvella Therapeutics
PVLA
$2.27B
$103K 0.01%
425
– –
FUBO icon
595
FuboTV Inc
FUBO
$273M
$102K 0.01%
1,288
+218
+20% +$25.4K
GILT icon
596
Gilat Satellite Networks
GILT
$848M
$99K 0.01%
11,234
-1,052
-9% -$8.5K
MVF
597
DELISTED
BlackRock MuniVest Fund
MVF
$96K 0.01%
11,755
-6,559
-36% -$57.5K
SACH
598
Sachem Capital Corp
SACH
$39.8M
$91K 0.01%
17,787
+129
+0.7% +$684
OXLC
599
Oxford Lane Capital
OXLC
$898M
$90K 0.01%
+2,492
New +$95.8K
NRO
600
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$80K 0.01%
16,768
– –
22 23
24
25 26

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.