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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
576
T-Mobile US
TMUS
$193B
$208K 0.01%
1,794
+200
+13% +$23.5K
FDUS icon
577
Fidus Investment
FDUS
$781M
$207K 0.01%
11,500
– –
XLB icon
578
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$206K 0.01%
4,550
-544
-11% -$23.5K
KEY icon
579
KeyCorp
KEY
$24.3B
$205K 0.01%
+8,881
New +$206K
RILY icon
580
BRC Group Holdings
RILY
$292M
$205K 0.01%
2,303
-1,097
-32% -$80.3K
MPT
581
Medical Properties Trust
MPT
$2.75B
$204K 0.01%
+8,616
New +$185K
RZV icon
582
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$298M
$204K 0.01%
+2,121
New +$207K
EEM icon
583
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$203K 0.01%
+4,157
New +$209K
IVOL icon
584
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$272M
$203K 0.01%
7,543
-457
-6% -$12.5K
APO icon
585
Apollo Global Management
APO
$73.7B
$202K 0.01%
+2,786
New +$201K
URI icon
586
United Rentals
URI
$72.4B
$202K 0.01%
+608
New +$217K
WBD icon
587
Warner Bros
WBD
$66.2B
$202K 0.01%
+8,600
New +$214K
AON icon
588
Aon
AON
$76.5B
$201K 0.01%
+669
New +$201K
O icon
589
Realty Income
O
$58.2B
$201K 0.01%
+2,806
New +$193K
FUBO icon
590
FuboTV Inc
FUBO
$265M
$199K 0.01%
1,070
-56
-5% -$15.7K
FPL
591
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$197K 0.01%
36,000
+10,000
+38% +$56.2K
NCV
592
Virtus Convertible & Income Fund
NCV
$386M
$192K 0.01%
8,250
-125
-1% -$3K
BRMK
593
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$192K 0.01%
20,372
+4,768
+31% +$46.9K
OSG
594
DELISTED
Overseas Shipholding Group Inc.
OSG
$188K 0.01%
100,000
– –
IIM icon
595
Invesco Value Municipal Income Trust
IIM
$591M
$187K 0.01%
11,000
– –
BRW
596
Saba Capital Income & Opportunities Fund
BRW
$340M
$186K 0.01%
20,625
-5,000
-20% -$45.8K
EAD
597
Allspring Income Opportunities Fund
EAD
$377M
$180K 0.01%
19,600
+1,000
+5% +$8.85K
NVG icon
598
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$180K 0.01%
+10,037
New +$175K
BXMX
599
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$179K 0.01%
+12,200
New +$179K
MVF
600
DELISTED
BlackRock MuniVest Fund
MVF
$175K 0.01%
18,314
– –
22 23
24
25 26

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PGF
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HIH
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.