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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBJ icon
576
Invesco Food & Beverage ETF
PBJ
$108M
$21K 0.02%
710
– –
SLYV icon
577
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$21K 0.02%
398
– –
SUI icon
578
Sun Communities
SUI
$15.2B
$21K 0.02%
350
– –
WERN icon
579
Werner Enterprises
WERN
$2.24B
$21K 0.02%
700
– –
LCI
580
DELISTED
Lannett Company, Inc.
LCI
$21K 0.02%
+125
New +$23.2K
SWIR
581
DELISTED
Sierra Wireless
SWIR
$21K 0.02%
450
-400
-47% -$13.7K
EVEP
582
DELISTED
EV Energy Partners, L.P.
EVEP
$21K 0.02%
1,125
-500
-31% -$14.3K
CAG icon
583
Conagra Brands
CAG
$6.94B
$20K 0.02%
739
– –
CINF icon
584
Cincinnati Financial
CINF
$27.3B
$20K 0.02%
396
+4
+1% +$200
GEO icon
585
The GEO Group
GEO
$4.13B
$20K 0.02%
+750
New +$19.6K
ICF icon
586
iShares Select U.S. REIT ETF
ICF
$2.09B
$20K 0.02%
430
+2
+0.5% +$93
SYNA icon
587
Synaptics
SYNA
$4.19B
$20K 0.02%
+300
New +$20.1K
PACW
588
DELISTED
PacWest Bancorp
PACW
$20K 0.02%
+450
New +$19.7K
WIN
589
DELISTED
Windstream Holdings Inc
WIN
$20K 0.02%
319
-118
-27% -$9.02K
RAI
590
DELISTED
Reynolds American Inc
RAI
$20K 0.02%
646
+304
+89% +$9.63K
CELP
591
DELISTED
Cypress Environmental Partners, L.P.
CELP
$20K 0.02%
1,430
-3,183
-69% -$60.6K
CMCSA icon
592
Comcast
CMCSA
$85B
$19K 0.02%
680
– –
EPHE icon
593
iShares MSCI Philippines ETF
EPHE
$132M
$19K 0.02%
+498
New +$19K
LQD icon
594
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$19K 0.02%
163
-28
-15% -$3.34K
NEE icon
595
NextEra Energy
NEE
$181B
$19K 0.02%
740
-100
-12% -$2.52K
PFF icon
596
iShares Preferred and Income Securities ETF
PFF
$13.3B
$19K 0.02%
494
+9
+2% +$356
VLP
597
DELISTED
Valero Energy Partners LP
VLP
$19K 0.02%
+450
New +$19.5K
FTW
598
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
$19K 0.02%
530
– –
NPF
599
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$19K 0.02%
1,421
+310
+28% +$4.26K
ADC icon
600
Agree Realty
ADC
$9.34B
$18K 0.01%
600
– –
22 23
24
25 26

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.