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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINX icon
551
Global X FinTech ETF
FINX
$171M
$212K 0.02%
4,425
+225
+5% +$11K
IUS icon
552
Invesco RAFI Strategic US ETF
IUS
$942M
$212K 0.02%
5,748
-594
-9% -$22.5K
RH icon
553
RH
RH
$3.56B
$212K 0.02%
+318
New +$219K
KW
554
DELISTED
Kennedy-Wilson Holdings
KW
$211K 0.02%
+10,090
New +$210K
CDNS icon
555
Cadence Design Systems
CDNS
$93.2B
$210K 0.02%
+1,385
New +$211K
MPC icon
556
Marathon Petroleum
MPC
$84B
$209K 0.02%
+3,373
New +$194K
ASC icon
557
Ardmore Shipping
ASC
$695M
$208K 0.02%
+50,000
New +$177K
SRTA
558
Strata Critical Medical Inc
SRTA
$495M
$208K 0.02%
20,000
-10,000
-33% -$87.4K
INTU icon
559
Intuit
INTU
$88.1B
$208K 0.02%
+385
New +$207K
OSG
560
DELISTED
Overseas Shipholding Group Inc.
OSG
$208K 0.02%
+100,000
New +$251K
IQLT icon
561
iShares MSCI Intl Quality Factor ETF
IQLT
$14.1B
$206K 0.02%
+5,450
New +$215K
VTWV icon
562
Vanguard Russell 2000 Value ETF
VTWV
$1.3B
$205K 0.02%
1,460
-1,251
-46% -$176K
YETI icon
563
Yeti Holdings
YETI
$3.93B
$205K 0.02%
2,397
+38
+2% +$3.68K
CURI icon
564
CuriosityStream
CURI
$159M
$204K 0.02%
19,399
-35
-0.2% -$412
TMUS icon
565
T-Mobile US
TMUS
$193B
$204K 0.02%
+1,594
New +$222K
XRN
566
Chiron Real Estate Inc
XRN
$469M
$203K 0.02%
+2,756
New +$210K
HUM icon
567
Humana
HUM
$44.1B
$202K 0.02%
+520
New +$221K
FDUS icon
568
Fidus Investment
FDUS
$781M
$201K 0.02%
+11,500
New +$200K
IDN icon
569
Intellicheck
IDN
$76.8M
$201K 0.02%
24,544
-1,426
-5% -$12.1K
RILY icon
570
BRC Group Holdings
RILY
$292M
$201K 0.02%
+3,400
New +$223K
QVMT
571
Invesco S&P 500 Concentrated QVM ETF
QVMT
$134M
$201K 0.02%
4,880
-296
-6% -$12.4K
XLB icon
572
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$201K 0.02%
5,094
+30
+0.6% +$1.25K
LQDH icon
573
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$200K 0.02%
+2,090
New +$200K
NCV
574
Virtus Convertible & Income Fund
NCV
$386M
$200K 0.02%
8,375
-375
-4% -$9.12K
SLVO icon
575
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.9M
$195K 0.02%
1,925
+925
+93% +$103K
21 22
23
24 25

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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.