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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
551
Ball Corp
BALL
$17.3B
$23K 0.02%
688
– –
CMG icon
552
Chipotle Mexican Grill
CMG
$47.2B
$23K 0.02%
1,750
-2,000
-53% -$26.2K
IRT icon
553
Independence Realty Trust
IRT
$3.92B
$23K 0.02%
2,500
– –
NLY icon
554
Annaly Capital Management
NLY
$17.1B
$23K 0.02%
550
-596
-52% -$26.9K
PPG icon
555
PPG Industries
PPG
$24.6B
$23K 0.02%
206
– –
SWBI icon
556
Smith & Wesson
SWBI
$651M
$23K 0.02%
+3,253
New +$24.4K
SRLP
557
DELISTED
SPRAGUE RESOURCES LP
SRLP
$23K 0.02%
1,000
+700
+233% +$16.2K
ALXN
558
DELISTED
Alexion Pharmaceuticals
ALXN
$23K 0.02%
+125
New +$23.2K
CATM
559
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$23K 0.02%
600
– –
GOV
560
DELISTED
Government Properties Income Trust
GOV
$23K 0.02%
1,000
– –
OKS
561
DELISTED
Oneok Partners LP
OKS
$23K 0.02%
600
+300
+100% +$14.2K
BGY icon
562
BlackRock Enhanced International Dividend Trust
BGY
$524M
$22K 0.02%
3,381
– –
BIL icon
563
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$22K 0.02%
243
– –
CPRI icon
564
Capri Holdings
CPRI
$1.83B
$22K 0.02%
+300
New +$22.4K
DBC icon
565
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$22K 0.02%
1,216
+171
+16% +$3.62K
EXG icon
566
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$22K 0.02%
2,405
+1,000
+71% +$9.8K
FANG icon
567
Diamondback Energy
FANG
$57.1B
$22K 0.02%
375
– –
HYD icon
568
VanEck High Yield Muni ETF
HYD
$4.43B
$22K 0.02%
360
– –
ILCG icon
569
iShares Morningstar Growth ETF
ILCG
$3.11B
$22K 0.02%
995
-50
-5% -$1.11K
SPXS icon
570
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
$22K 0.02%
2
– –
WCC
571
WESCO International
WCC
$16.7B
$22K 0.02%
300
– –
XBI icon
572
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$22K 0.02%
360
+150
+71% +$8.55K
TPLM
573
DELISTED
Triangle Petroleum Corporation
TPLM
$22K 0.02%
4,725
+2,250
+91% +$15.1K
IVR icon
574
Invesco Mortgage Capital
IVR
$759M
$21K 0.02%
140
-50
-26% -$8.07K
OXSQ icon
575
Oxford Square Capital
OXSQ
$163M
$21K 0.02%
2,800
+2,784
+17,400% +$23.4K
21 22
23
24 25

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.