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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
526
Virtus Convertible & Income Fund
NCV
$390M
$226K 0.02%
11,250
+3,000
+36% +$61.6K
BAR icon
527
GraniteShares Gold Shares
BAR
$1.46B
$225K 0.02%
11,718
-5,000
-30% -$93.2K
REGN icon
528
Regeneron Pharmaceuticals
REGN
$80.8B
$225K 0.02%
+322
New +$204K
DAL icon
529
Delta Air Lines
DAL
$60.1B
$224K 0.02%
5,655
+300
+6% +$11.7K
TFC icon
530
Truist Financial
TFC
$64B
$224K 0.02%
3,948
+26
+0.7% +$1.61K
DD icon
531
DuPont de Nemours
DD
$19.2B
$221K 0.02%
2,398
-80
-3% -$7.81K
LQDH icon
532
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$220K 0.02%
2,356
-414
-15% -$38.7K
PKW icon
533
Invesco BuyBack Achievers ETF
PKW
$1.76B
$220K 0.02%
2,433
– –
TSM icon
534
TSMC
TSM
$2.18T
$220K 0.02%
2,105
+195
+10% +$22.8K
VTEB icon
535
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$220K 0.02%
4,260
+3
+0.1% +$160
JNK icon
536
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$219K 0.02%
+7,417
New +$773K
STAG icon
537
STAG Industrial
STAG
$7.19B
$219K 0.02%
5,308
+760
+17% +$31.4K
BITO icon
538
ProShares Bitcoin Strategy ETF
BITO
$1.45B
$218K 0.02%
7,617
-11,410
-60% -$298K
LNG icon
539
Cheniere Energy
LNG
$52.9B
$218K 0.02%
+1,574
New +$191K
CTO
540
CTO Realty Growth
CTO
$815M
$216K 0.02%
9,756
-456
-4% -$9.4K
ITOT icon
541
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$216K 0.02%
2,145
-122
-5% -$12.2K
QVMT
542
Invesco S&P 500 Concentrated QVM ETF
QVMT
$134M
$216K 0.02%
4,809
– –
FXZ icon
543
First Trust Materials AlphaDEX Fund
FXZ
$398M
$215K 0.02%
+3,000
New +$193K
AON icon
544
Aon
AON
$76B
$213K 0.02%
653
-16
-2% -$4.65K
RWAY icon
545
Runway Growth Finance
RWAY
$287M
$213K 0.02%
+15,688
New +$208K
CALF icon
546
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.82B
$212K 0.02%
5,299
– –
EMCB icon
547
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$212K 0.02%
3,215
– –
EVV
548
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$210K 0.02%
17,954
-17
-0.1% -$205
DOC
549
DELISTED
PHYSICIANS REALTY TRUST
DOC
$210K 0.02%
11,967
-548
-4% -$9.62K
JFR icon
550
Nuveen Floating Rate Income Fund
JFR
$1.25B
$209K 0.02%
20,867
+7,244
+53% +$72.7K
20 21
22
23 24

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SM
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HIH
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.