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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
526
Marvell Technology
MRVL
$196B
$229K 0.02%
+3,795
New +$228K
PGR icon
527
Progressive
PGR
$125B
$229K 0.02%
+2,533
New +$241K
DLY
528
DoubleLine Yield Opportunities Fund
DLY
$690M
$228K 0.02%
+11,926
New +$235K
CALF icon
529
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.82B
$227K 0.02%
5,356
-570
-10% -$24.6K
USB icon
530
US Bancorp
USB
$99.6B
$226K 0.02%
+3,809
New +$217K
PHO icon
531
Invesco Water Resources ETF
PHO
$2.09B
$224K 0.02%
4,096
+141
+4% +$8K
VTWO icon
532
Vanguard Russell 2000 ETF
VTWO
$17.9B
$224K 0.02%
2,531
+257
+11% +$23K
ITOT icon
533
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$223K 0.02%
+2,267
New +$229K
IVOL icon
534
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$272M
$223K 0.02%
+8,000
New +$223K
BUFR icon
535
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$222K 0.02%
+9,694
New +$224K
TAP icon
536
Molson Coors Class B
TAP
$8.1B
$222K 0.02%
4,796
+141
+3% +$6.89K
DOC
537
DELISTED
PHYSICIANS REALTY TRUST
DOC
$222K 0.02%
12,587
-1,824
-13% -$33.7K
XFLT
538
XAI Floating Rate & Alternative Income Trust
XFLT
$289M
$221K 0.02%
5,158
+1,623
+46% +$72.4K
Z icon
539
Zillow
Z
$7.56B
$221K 0.02%
2,511
-28
-1% -$2.83K
BLOK icon
540
Amplify Blockchain Technology ETF
BLOK
$1.07B
$220K 0.02%
+4,925
New +$231K
PKW icon
541
Invesco BuyBack Achievers ETF
PKW
$1.76B
$219K 0.02%
2,427
-260
-10% -$23.9K
EXG icon
542
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$218K 0.02%
21,819
-966
-4% -$10.1K
FVRR icon
543
Fiverr
FVRR
$339M
$218K 0.02%
1,194
+118
+11% +$23.8K
IYR icon
544
iShares US Real Estate ETF
IYR
$4.65B
$218K 0.02%
+2,130
New +$227K
NDAQ icon
545
Nasdaq
NDAQ
$52.9B
$218K 0.02%
+3,387
New +$213K
TFC icon
546
Truist Financial
TFC
$63.9B
$218K 0.02%
+3,722
New +$208K
SEGG
547
Sports Entertainment Gaming Global Corp
SEGG
$8.18M
$217K 0.02%
13
– –
AFGR
548
First Trust Active Factor Large Cap Growth ETF
AFGR
$96.3M
$216K 0.02%
7,950
– –
MOAT icon
549
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$214K 0.02%
2,918
-1,000
-26% -$75.3K
TEAM icon
550
Atlassian
TEAM
$37.8B
$213K 0.02%
+545
New +$182K
20 21
22
23 24

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EL
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PGF
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SM
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BA
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HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.