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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
526
Vanguard FTSE Developed Markets ETF
VEA
$236B
– –
-29,233
Closed -$1.13M
VEEV icon
527
Veeva Systems
VEEV
$37.4B
– –
-3,266
Closed -$766K
VEU icon
528
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
– –
-94,234
Closed -$4.31M
VIG icon
529
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-12,287
Closed -$1.44M
VNQ icon
530
Vanguard Real Estate ETF
VNQ
$39B
– –
-60,606
Closed -$4.76M
VO icon
531
Vanguard Morningstar Mid-Cap ETF
VO
$109B
– –
-18,596
Closed -$762K
VOE icon
532
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
– –
-2,460
Closed -$236K
VOO icon
533
Vanguard S&P 500 ETF
VOO
$1.01T
– –
-3,287
Closed -$932K
VTI icon
534
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
– –
-3,176
Closed -$497K
VTIP icon
535
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-14,051
Closed -$705K
VTV icon
536
Vanguard Morningstar Value ETF
VTV
$191B
– –
-198,433
Closed -$19.8M
VWO icon
537
Vanguard FTSE Emerging Markets ETF
VWO
$124B
– –
-10,713
Closed -$424K
VXF icon
538
Vanguard Extended Market ETF
VXF
$31.7B
– –
-1,830
Closed -$217K
VXUS icon
539
Vanguard Total International Stock ETF
VXUS
$160B
– –
-31,419
Closed -$1.54M
WBA
540
DELISTED
Walgreens Boots Alliance
WBA
– –
-31,125
Closed -$1.32M
WFC icon
541
Wells Fargo
WFC
$264B
– –
-10,207
Closed -$261K
WMB icon
542
Williams Companies
WMB
$86.1B
– –
-14,174
Closed -$270K
XYZ
543
Block Inc
XYZ
$47.5B
– –
-8,382
Closed -$880K
TVRD
544
Tvardi Therapeutics
TVRD
$23.4M
– –
-831
Closed -$512K
CPE
545
DELISTED
Callon Petroleum Company
CPE
– –
-1,623
Closed -$19K
SPLK
546
DELISTED
Splunk Inc
SPLK
– –
-14,565
Closed -$2.89M
DS
547
DELISTED
Drive Shack Inc.
DS
– –
-36,650
Closed -$68K
RDS.A
548
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-19,209
Closed -$628K
GMLP
549
DELISTED
Golar LNG Partners LP
GMLP
– –
-10,618
Closed -$27K
IMMU
550
DELISTED
Immunomedics Inc
IMMU
– –
-5,900
Closed -$209K
19 20 21
22
23

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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.