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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+19.73%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$40.3M
Cap. Flow
-$174M
Cap. Flow %
-19.1%
Top 10 Hldgs %
27.81%
Holding
589
New
71
Increased
76
Reduced
251
Closed
170

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$33.1M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$20.7M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.6M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$18.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$16.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.1M
2
AMZN icon
Amazon
AMZN
+$20.1M
3
HD icon
Home Depot
HD
+$11.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$9.88M
5
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.17M

Sector Composition

Rank Sector Weight
1 Technology 9.01%
2 Healthcare 7.51%
3 Real Estate 5.58%
4 Consumer Discretionary 5.24%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
526
Invesco Preferred ETF
PGX
$3.78B
– –
-77,769
Closed -$1.02M
PPA icon
527
Invesco Aerospace & Defense ETF
PPA
$8.62B
– –
-1,889
Closed -$94K
PRU icon
528
Prudential Financial
PRU
$41.9B
– –
-4,632
Closed -$242K
PWB icon
529
Invesco Large Cap Growth ETF
PWB
$2.38B
– –
-10,276
Closed -$450K
PZA icon
530
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
– –
-9,989
Closed -$258K
QTEC icon
531
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
– –
-4,920
Closed -$416K
RA
532
Brookfield Real Assets Income Fund
RA
$706M
– –
-15,097
Closed -$222K
REGL icon
533
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
– –
-3,997
Closed -$180K
RITM icon
534
Rithm Capital
RITM
$5.55B
– –
-29,087
Closed -$146K
RIV
535
RiverNorth Opportunities Fund
RIV
$314M
– –
-18,647
Closed -$232K
RMI
536
RiverNorth Opportunistic Municipal Income Fund
RMI
$100M
– –
-11,857
Closed -$239K
RMM
537
RiverNorth Managed Duration Municipal Income Fund
RMM
$285M
– –
-11,651
Closed -$208K
RWT
538
Redwood Trust
RWT
$573M
– –
-20,344
Closed -$103K
SCZ icon
539
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
– –
-5,108
Closed -$229K
SDY icon
540
State Street SPDR S&P Dividend ETF
SDY
$23.7B
– –
-5,348
Closed -$427K
SH icon
541
ProShares Short S&P500
SH
$902M
– –
-5,800
Closed -$642K
SHM icon
542
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-4,463
Closed -$218K
SHV icon
543
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-2,394
Closed -$266K
SLB icon
544
SLB Ltd
SLB
$76.5B
– –
-51,640
Closed -$697K
SMB icon
545
VanEck Short Muni ETF
SMB
$312M
– –
-26,528
Closed -$461K
SNSR icon
546
Global X Internet of Things ETF
SNSR
$218M
– –
-13,704
Closed -$250K
STK
547
Columbia Seligman Premium Technology Growth Fund
STK
$910M
– –
-24,604
Closed -$435K
TEL icon
548
TE Connectivity
TEL
$62.3B
– –
-11,162
Closed -$703K
TGT icon
549
Target
TGT
$66.8B
– –
-5,001
Closed -$465K
THQ
550
abrdn Healthcare Opportunities Fund
THQ
$786M
– –
-50,336
Closed -$773K
20 21
22
23 24

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B. Riley Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, B. Riley Wealth Management held 589 positions worth $911M, down 4.2% from $952M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $174M in Q2 2020, closing 170 positions and reducing 251 holdings. Its most notable exit was Vanguard Morningstar Large-Cap ETF, an estimated $9.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 10% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, B. Riley Wealth Management opened a new position in Eos Energy Enterprises worth $2.7M.

  • B. Riley Wealth Management's largest Q2 2020 buy was Eos Energy Enterprises: 306,734 shares worth $2.7M.
  • B. Riley Wealth Management added most to iShares National Muni Bond ETF in Q2 2020, an estimated $33.1M increase.
  • B. Riley Wealth Management's biggest Q2 2020 reduction was Apple, cutting an estimated $28.1M.
  • B. Riley Wealth Management fully exited Vanguard Morningstar Large-Cap ETF in Q2 2020, selling an estimated $9.17M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $911M portfolio in Q2 2020.
  • B. Riley Wealth Management opened 71 new positions and closed 170 in Q2 2020.
  • B. Riley Wealth Management's portfolio value fell 4.2% quarter-over-quarter to $911M.

Based on B. Riley Wealth Management's 13F filing for Q2 2020, filed 17 Aug 2020.