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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLK icon
526
Telkom Indonesia
TLK
$14.5B
$26K 0.02%
1,180
– –
TMUS icon
527
T-Mobile US
TMUS
$185B
$26K 0.02%
1,000
+500
+100% +$13.8K
WPC icon
528
W.P. Carey
WPC
$16.8B
$26K 0.02%
391
+4
+1% +$264
APA icon
529
APA Corp
APA
$13.2B
$25K 0.02%
400
– –
BAX icon
530
Baxter International
BAX
$13.5B
$25K 0.02%
633
+268
+73% +$10.4K
CSX icon
531
CSX Corp
CSX
$93.4B
$25K 0.02%
2,148
+6
+0.3% +$70
IAK icon
532
iShares US Insurance ETF
IAK
$508M
$25K 0.02%
500
– –
IEP icon
533
Icahn Enterprises
IEP
$5.24B
$25K 0.02%
272
-49
-15% -$4.95K
ITB icon
534
iShares US Home Construction ETF
ITB
$2.26B
$25K 0.02%
1,000
– –
MNA icon
535
IQ ARB Merger Arbitrage ETF
MNA
$252M
$25K 0.02%
+907
New +$25.1K
NSP icon
536
Insperity
NSP
$1.93B
$25K 0.02%
1,494
– –
NSLR
537
Neostellar Capital Corp
NSLR
$269M
$25K 0.02%
4,620
+3,850
+500% +$23.8K
SVC
538
Service Properties Trust
SVC
$1.04B
$25K 0.02%
163
– –
CVA
539
DELISTED
Covanta Holding Corporation
CVA
$25K 0.02%
1,145
+10
+0.9% +$225
PER
540
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$25K 0.02%
+4,020
New +$33.6K
FTR
541
DELISTED
Frontier Communications Corp.
FTR
$25K 0.02%
251
– –
BOE icon
542
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$24K 0.02%
1,850
– –
BBBY
543
Bed Bath & Beyond
BBBY
$481M
$24K 0.02%
+1,331
New +$22.5K
CX icon
544
Cemex
CX
$17.1B
$24K 0.02%
2,705
– –
IIM icon
545
Invesco Value Municipal Income Trust
IIM
$589M
$24K 0.02%
1,500
– –
QNST icon
546
QuinStreet
QNST
$890M
$24K 0.02%
4,000
– –
TSLA icon
547
Tesla
TSLA
$1.23T
$24K 0.02%
1,650
-34,185
-95% -$534K
MBLY
548
DELISTED
Mobileye N.V.
MBLY
$24K 0.02%
+600
New +$28.2K
REN
549
DELISTED
Resolute Energy Corporaton
REN
$24K 0.02%
3,780
-3,600
-49% -$51.4K
BAC.PRL icon
550
Bank of America Series L
BAC.PRL
$3.97B
$23K 0.02%
20
– –
20 21
22
23 24

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.