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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGEN icon
501
Repligen
RGEN
$9B
$267K 0.02%
1,008
+114
+13% +$30.7K
LQDH icon
502
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$265K 0.02%
2,770
+680
+33% +$65.2K
BDX icon
503
Becton Dickinson
BDX
$48.8B
$264K 0.02%
1,074
+73
+7% +$17.5K
SRTA
504
Strata Critical Medical Inc
SRTA
$495M
$264K 0.02%
29,900
+9,900
+50% +$94.1K
SLVO icon
505
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.9M
$264K 0.02%
2,600
+675
+35% +$70.3K
VOD icon
506
Vodafone
VOD
$37B
$264K 0.02%
17,678
-344
-2% -$5.25K
SHM icon
507
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$263K 0.02%
5,348
– –
CMG icon
508
Chipotle Mexican Grill
CMG
$42.7B
$262K 0.02%
7,500
– –
ALB icon
509
Albemarle
ALB
$14.8B
$259K 0.02%
1,110
-12
-1% -$2.97K
XLC icon
510
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$259K 0.02%
3,328
-314
-9% -$24.8K
POOL icon
511
Pool Corp
POOL
$7.31B
$257K 0.02%
+454
New +$238K
IYR icon
512
iShares US Real Estate ETF
IYR
$4.63B
$255K 0.02%
2,195
+65
+3% +$7.12K
NEAR icon
513
iShares Short Maturity Bond ETF
NEAR
$4.85B
$255K 0.02%
+5,100
New +$255K
TDOC icon
514
Teladoc Health
TDOC
$1.21B
$255K 0.02%
2,779
-443
-14% -$52.9K
USB icon
515
US Bancorp
USB
$99.4B
$255K 0.02%
4,546
+737
+19% +$43.6K
U icon
516
Unity
U
$17.8B
$254K 0.02%
+1,777
New +$272K
HUM icon
517
Humana
HUM
$44.1B
$253K 0.02%
546
+26
+5% +$11.5K
MSI icon
518
Motorola Solutions
MSI
$78.7B
$253K 0.02%
+933
New +$235K
IHTA
519
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$253K 0.02%
25,611
– –
HUBS icon
520
HubSpot
HUBS
$10.4B
$252K 0.02%
382
-3
-0.8% -$2.27K
DD icon
521
DuPont de Nemours
DD
$19.5B
$251K 0.02%
+2,478
New +$236K
ASO icon
522
Academy Sports + Outdoors
ASO
$2.94B
$250K 0.02%
5,701
-305
-5% -$13.2K
VTWO icon
523
Vanguard Russell 2000 ETF
VTWO
$17.7B
$250K 0.02%
2,782
+251
+10% +$22.9K
FFA
524
First Trust Enhanced Equity Income Fund
FFA
$464M
$248K 0.02%
+11,650
New +$244K
INTU icon
525
Intuit
INTU
$88.1B
$248K 0.02%
385
– –
19 20
21
22 23

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PGF
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.